9AT: OPHIR ASSET MANAGEMENT US LLC

Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 03/25/2021
ADV Location	DENVER, CO, United States
Contact Info	+1( xxxxxxx

AUM^*	1,268,507,779 64%
of that, discretionary	1,268,507,779 64%
Number of Employees	5
of those in investment advisory functions	5
Private Fund GAV^*	0
Avg Account Size	634,253,890 64%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PORTMAN SQUARE CAPITAL LLP	Hedge Fund440.4k	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV440.4k	AUM4.6b	#Funds2
Adviser BLUE SWELL ASSET MANAGEMENT PRIVATE LIMITED	Hedge Fund541.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV541.5m	AUM2.1b	#Funds2
Adviser SOUTHERN RIDGES CAPITAL (USA) LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser INCEPTIONR LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM786.1m	#Funds2
Adviser KAIZEN CAPITAL PARTNERS LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds3
Adviser SEIX CLO MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund335.6m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV335.6m	AUM335.6m	#Funds2
Adviser MAN INVESTMENTS AUSTRALIA LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.1b	#Funds-
Adviser AIKYA INVESTMENT MANAGEMENT LIMITED	Hedge Fund280.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV280.7m	AUM5.8b	#Funds1
Adviser MAN CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund130.8m	Venture Capital Fund-	Other Fund11.0m	Total Private Fund GAV141.8m	AUM130.8m	#Funds3
Adviser DECADE RENEWABLE PARTNERS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM500.0m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker92242T101	Stock NameV2X INC	$ Position$58,031,967	% Position7.00%	$ Change17.00%	# Change-7.00%
Stck Ticker000361105	Stock NameAAR CORP	$ Position$59,105,335	% Position7.00%	$ Change30.00%	# Change-2.00%
Stck TickerG5S37H101	Stock NameMAREX GROUP PLC	$ Position$55,571,021	% Position6.00%	$ Change33.00%	# Change15.00%
Stck Ticker854231107	Stock NameSTANDEX INTERNATIONAL CORP	$ Position$50,210,478	% Position6.00%	$ Change	# Change
Stck Ticker302301106	Stock NameEZCORP INC	$ Position$41,027,227	% Position5.00%	$ Change	# Change
Stck Ticker893529107	Stock NameTRANSCAT INC	$ Position$40,068,077	% Position5.00%	$ Change	# Change
Stck Ticker450056106	Stock NameIRHYTHM HOLDINGS INC	$ Position$39,631,942	% Position5.00%	$ Change75.00%	# Change163.00%
Stck Ticker82706C108	Stock NameSILICON MOTION TECHNOLOGY INC	$ Position$40,092,471	% Position5.00%	$ Change-7.00%	# Change-24.00%
Stck Ticker264147109	Stock NameDUCOMMUN INC	$ Position$38,178,314	% Position4.00%	$ Change-6.00%	# Change-27.00%
Stck Ticker034164103	Stock NameANDERSONS INC	$ Position$36,921,048	% Position4.00%	$ Change-5.00%	# Change-29.00%

Brochure Summary

Overview

Ophir US is based in Denver, Colorado and is wholly owned by Ophir Asset Management Pty Ltd. (“Ophir AU,” and together with Ophir US, “Ophir”), as trustee for a trust, the beneficiaries of which are the founding directors, Senior Portfolio Managers, and sole shareholders of Ophir AU, Steven Ng and Andrew Mitchell. Ophir AU, an Australian private company, is a specialist investment management business focusing on the listed equities space. Ophir US investment professionals provide research and investment advisory services to Ophir AU on behalf of Ophir Global Opportunities Fund and Ophir Global High Conviction Fund (together, the “Global Funds”). The Global Funds are Australian-domiciled, pooled investment vehicles formed as unit trusts that are publicly offered to investors in Australia and are not offered to US persons for investment. A third party, The Trust Company (RE Services) Limited unaffiliated with Ophir serves as Responsible Entity for the Global Funds and is responsible for their operations, and that third party has appointed Ophir AU as investment

manager to manage the assets of the Global Funds. Ophir AU will appoint Ophir US as a subadvisor to manage the assets of the Global Funds on a discretionary basis as further described below. Ophir US is registered with the SEC and provides advisory services under a sub-advisory agreement to the assets of the Global Funds on a discretionary basis, and no assets under management on a non- discretionary basis. As of December 31, 2023, the combined assets under management of the Global Funds were US$774,982,678. Ophir AU has no US clients in the United States and is exempt from SEC registration. In the future, in the event that Ophir sponsors one or more private funds offered to US persons, Ophir AU may file as an exempt reporting adviser under the “private fund adviser exemption,” as found in Section 203(m) of the Investment Advisers Act of 1940, as amended (the “Advisers Act”) and Rule 203(m)-1 adopted thereunder. Ophir AU holds an Australian Financial Services License (AFSL 420082) issued by the Australian Securities & Investments Commission (“ASIC”).

OPHIR ASSET MANAGEMENT US LLC

OPHIR ASSET MANAGEMENT US LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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OPHIR ASSET MANAGEMENT US LLC OPHIR ASSET MANAGEMENT US LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

OPHIR ASSET MANAGEMENT US LLC

OPHIR ASSET MANAGEMENT US LLC