9AT: ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

Adviser Profile

As of Date	02/05/2026
Registration	SEC, Approved, 05/13/2021
Other registrations (3)	Oregon, Terminated, 08/06/2021 Washington, Terminated, 06/14/2021 Idaho, Terminated, 05/14/2021
ADV Location	LIBERTY LAKE, WA, United States
Contact Info	509 xxxxxxx
Websites

AUM^*	300,000,000 67%
of that, discretionary	235,000,000 74%
Number of Employees	9
of those in investment advisory functions	6 20%
Private Fund GAV^*	0
Avg Account Size	431,034 25%
% High Net Worth	1.69% -20%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name EIDE BAILLY LLP	Filing Date01/06/2026	Form ADV-E View Report
Accounting Firm Name EIDE BAILLY LLP	Filing Date12/17/2024	Form ADV-E View Report
Accounting Firm Name EIDE BAILLY LLP	Filing Date01/29/2024	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CHARLES PRATT & COMPANY, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund22.1m	Total Private Fund GAV22.1m	AUM916.1m	#Funds1
Adviser ALCHEMI WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM286.9m	#Funds-
Adviser CUTTER & COMPANY, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM937.0m	#Funds-
Adviser RBC CAPITAL MARKETS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM310.4b	#Funds-
Adviser MML INVESTORS SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM115.6b	#Funds-
Adviser MORGAN STANLEY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1,961.9b	#Funds-
Adviser LINCOLN INVESTMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM22.0b	#Funds-
Adviser PRINCIPAL SECURITIES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM17.0b	#Funds-
Adviser BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser MONEYLION	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM12.4m	#Funds-

Brochure Summary

Overview

Advisory Business A. Business/Owner Alliant Securities Inc. Turner, Nord, Kienbaum (ASI) has been a registered broker dealer since 1978 and has been offering advisory services since 2007. Alliant Securities Inc. is owned by Paul Kienbaum and Mike Nord. Alliant Securities, Inc. may be referred to as “ASI” throughout this document. B. Services ASI provides both supervisory investment services (discretionary) and investment advisory services not involving investment supervisory services (non-discretionary) primarily for individual investors. Unlike a brokerage account which does not offer associated investment advisory services and which imposes charges to clients on a transaction basis, clients that participate in a discretionary or non-discretionary investment advisory account receive investment advisory services and pay an asset-based fee rather than commissions at the time of each transaction. Assets in the account will also be held either by Wells Fargo Clearing Services, LLC (WFCS) as custodian or with an independent custodian as designated in the appropriate investment advisory agreement signed by the client in accordance with customer protection rules imposed by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Minimum Account Size ASI will require an initial minimum account size of $25,000. At its discretion,

ASI may accept accounts below the minimum. ASI will consider factors such as overall assets, future contributions and other circumstances in determining whether or not to accept accounts below this minimum. C. Services to Individual Clients Client portfolios may be all equity, balanced between fixed income and equity, or all fixed income depending upon the investment objectives of the client. Some portion of the portfolio may be invested in short term instruments given prevailing market conditions and what appears appropriate for each client. The client works with their Financial Consultant to determine their investment strategy based on personal circumstances, objectives, and risk tolerance. Within the Investment Profile Questionnaire or equivalent document provided by client, the client must indicate their desired target asset allocation and investment strategy. The portfolios are individually managed and account positions monitored continuously, with portfolio change recommended as deemed appropriate by the Financial Consultant. Because accounts are managed individually, portfolios with the same and similar investment objectives may differ as to securities held and performance achieved. E. Assets Under Management As of 12/31/2023 Alliant has the following amounts of assets under management: Non-Discretionary :$45,000,000 Discretionary:$135,000,000

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

ALLIANT SECURITIES, INC.

BOZARTH, FITZGERALD & TURNER SECURITIES, INC.

BOZARTH & TURNER SECURITIES, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

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ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM ALLIANT SECURITIES, INC. BOZARTH, FITZGERALD & TURNER SECURITIES, INC. BOZARTH & TURNER SECURITIES, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

ALLIANT SECURITIES, INC.

BOZARTH, FITZGERALD & TURNER SECURITIES, INC.

BOZARTH & TURNER SECURITIES, INC.