Adviser Profile

As of Date 01/09/2026
Registration SEC, Approved, 05/04/2021
Contact Info 775 xxxxxxx
AUM* 178,000,000 5%
of that, discretionary 178,000,000 5%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 6,592,593 16%
% High Net Worth 96.43% 5%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

195M 167M 140M 112M 84M 56M 28M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary