9AT: CH DOUGLAS & GRAY WEALTH MANAGEMENT

Adviser Profile

As of Date	04/12/2026
Registration status	Terminated
ADV Location	INDIANAPOLIS, IN, United States
Contact Info	317 xxxxxxx
Websites

AUM^*	187,193,987
of that, discretionary	175,480,857
Number of Employees	7
of those in investment advisory functions	6
Private Fund GAV^*	0
Avg Account Size	357,923
% High Net Worth	26.86% -57%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BEACON POINTE ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund42.1m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund67.6m	Total Private Fund GAV109.8m	AUM54.9b	#Funds7
Adviser TRUEBLOOD WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM474.1m	#Funds-
Adviser CALLAHAN WEALTH ADVISORY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM372.2m	#Funds-
Adviser BLBB ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.3b	#Funds-
Adviser 3RD CREEK INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM204.9m	#Funds-
Adviser STRATEGIC FINANCIAL SERVICES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.8b	#Funds-
Adviser SANDBOX FINANCIAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM681.7m	#Funds-
Adviser GOLDEN BAY ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM295.7m	#Funds-
Adviser MITCHELL & PAHL PRIVATE WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM449.9m	#Funds-
Adviser WELLINGTON-ALTUS USA INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM146.2m	#Funds-

Brochure Summary

Overview

Registered in 2007 by Chris Douglas and Thomas Gray as an evolution of a financial service partnership formed in 2002, C. H. Douglas & Gray Wealth Management (CHDG) is an Independent Registered Investment Advisor with the U.S. Securities and Exchange Commission (SEC). Our advisory services include Asset Management, Financial Planning, and Estate Planning for households and businesses. As asset managers, CHDG offers unbiased recommendations and opinions on securities and investment strategies. Securities may include common or preferred stocks, mutual funds, exchange traded funds (ETFs), real estate investment trusts (REITS), certificates of deposit, and bonds. As of December 31, 2022, CHDG’s assets under management (AUM) total $147,623785, of which $136,961,010 is managed on a discretionary basis, and $10,662,784 is managed on a non-discretionary basis. Our financial planning services assist clients in planning around such topics as retirement, child education, insurance, and generational transfer. As appropriate, we include corporate benefit analysis, tax planning, and net-worth

analysis. Over time we review and monitor each client's plan as appropriate. To clients with an exceptionally high net-worth, CHDG offers additional estate planning services. Estate planning services may include the analysis, recommendation, and monitoring of wills, trusts, powers of appointment, property ownership, rights of survivorship and powers of attorney. At CHDG we work closely with our clients to define short- and-long-term financial goals and establish a level of risk appropriate for their investments. We then work to assemble a mix of investments to meet their objectives and continually monitor and, as appropriate, adjust their mix over time. We strive to educate clients on current market forces and movements. Should you have a personal bias for a security, or group of securities (international companies, healthcare companies, socially responsible companies, etc.) and you wish to incorporate these into your investment portfolio, we will work with and around such biases when recommending and assembling an investment portfolio. Oct 11, 2023 Page 5 of 21

CH DOUGLAS & GRAY WEALTH MANAGEMENT

CH DOUGLAS & GRAY WEALTH MANAGEMENT

HENDRICKSON, C.H. DOUGLAS AND GRAY, LLC

CH DOUGLAS & GRAY, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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CH DOUGLAS & GRAY WEALTH MANAGEMENT CH DOUGLAS & GRAY WEALTH MANAGEMENT HENDRICKSON, C.H. DOUGLAS AND GRAY, LLC CH DOUGLAS & GRAY, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

CH DOUGLAS & GRAY WEALTH MANAGEMENT

CH DOUGLAS & GRAY WEALTH MANAGEMENT

HENDRICKSON, C.H. DOUGLAS AND GRAY, LLC

CH DOUGLAS & GRAY, LLC