CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

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Adviser Profile
As of Date 06/07/2024
Adviser Type - Large advisory firm
- Related adviser
Number of Employees 176 -1.68%
of those in investment advisory functions 65 -4.41%
Registration SEC, Approved, 5/20/2021
AUM* 34,013,068,240 10.07%
of that, discretionary 31,049,039,715 9.54%
Private Fund GAV* 98,296,050
Avg Account Size 3,092,659 -2.07%
% High Net Worth 88.00% 0.39%
SMA’s No
Private Funds 1
Contact Info 213 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Recent News

Reported AUM

Discretionary
Non-discretionary
33B 28B 24B 19B 14B 9B 5B
2021 2022

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count1 GAV$98,296,050

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Brochure Summary

Overview

CGPCS is a wholly-owned subsidiary of Capital Group International, Inc. which in turn is owned by Capital Research and Management Company, which is wholly owned by The Capital Group Companies, Inc (“CGC”). The Capital Group Companies form one of the most experienced families of investment management firms in the world, dating to 1931, and have always been privately held. CGPCS was incorporated in California in 2020 and its primary business is providing investment management and related services primarily to high net-worth individuals and charitable organizations. These services include investments in separate securities and in mutual funds, exchange-traded funds (“ETFs”) and other pooled investment vehicles (such funds and investment vehicles, “pooled funds”). CGPCS’s investment approach is based on rigorous fundamental analysis. CGPCS’s offerings of equity, fixed-income, balanced, and other investment strategies are informed by the client’s investment profile, which takes into consideration a number of factors including their investment objectives and goals, investment time horizon, risk tolerance and guidelines (including any specific investment restrictions and limitations). In connection with our management of client accounts, CGPCS allocates client assets among individual securities (such accounts, “Separate Accounts”), one or more pooled funds, and separately managed accounts (“SMA Programs”). In connection with its services, CGPCS will engage certain affiliates to provide investment research, portfolio management, securities trading and related services. In addition, with respect to SMA Programs, CGPCS may engage one or more sub-advisers that may or may not be affiliated with CGPCS (each, a “Sub-adviser”) to provide discretionary portfolio management, securities trading, and related services based on models provided by an affiliate of CGPCS. Where Sub-adviser exercises discretionary authority over accounts in a SMA Program, and/or where the client imposes non-standard restrictions, the holdings, returns and guidelines of the client’s account in such program may differ from the corresponding CGPCS
strategy or model portfolio from time to time. Clients with assets allocated to a Separate Account or SMA Program should carefully review the disclosures provided by CGPCS, as well as any Sub-adviser or other underlying manager regarding their services and fees. CGPCS will review and assess the suitability of pooled funds, Separate Accounts and SMA Programs for clients based on their individual investment profiles. CGPCS may also engage in periodic reviews of Sub-advisers and other underlying managers. Investment strategies that seek to enhance after-tax performance, including in SMA Programs, may be unable to fully realize strategic gains or harvest losses due to various factors. Market conditions may limit the ability to generate tax losses. Tax-loss harvesting also involves the risks that the new investment could perform worse than the original investment and that transaction costs could offset the tax benefit. In addition, a tax-managed strategy may cause a client portfolio to, regardless of investment conviction, hold a security in order to achieve more favorable tax treatment or to sell a security in order to create tax losses. A tax loss realized by a U.S. client after selling a security will not be usable if the client purchases the same or a substantially identical security within thirty days before or after the sale. This is called a “wash sale” and can occur inadvertently where CGPCS or its Sub-advisers manage more than one account owned by a client, or where a client trades in other portfolios not managed by CGPCS or its Sub-advisers. Please also refer to Items 8 (Methods of Analysis, Investment Strategies and Risk of Loss) and 16 (Investment Discretion) in this brochure for further information. As described above, CGPCS’s only business is investment management and related services; it does not provide retail banking services nor does it engage in the brokerage or corporate finance businesses. As of June 30, 2023, CGPCS managed approximately $31,049,000,000 in client assets (regulatory assets under management) on a discretionary basis and $2,964,000,000 on a non- discretionary basis.