Adviser Profile

As of Date 10/18/2023
Registration status Terminated
ADV Location SAN FRANCISCO, CA, United States
Contact Info 628 xxxxxxx
Websites
AUM* 448,577,051 59%
of that, discretionary 448,577,051 59%
Number of Employees 33 -23%
of those in investment advisory functions 11 10%
Private Fund GAV* 0
Avg Account Size 224,288,526 59%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

449M 384M 320M 256M 192M 128M 64M
2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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