Firm Information Haron Capital Management, LLC (hereinafter “HCM”) is a Limited Liability Company organized in the State of New York. The firm was formed in July 2018, the principal and sole owner is Joshua Victor Haron. The firm manages portfolios based on a value oriented1 approach as well as taking advantage of volatility and market by investing in quality individual dividend paying equities and exchange traded funds (ETFs). This disclosure brochure provides information regarding the qualifications, business practices and details of the advisory services provided by the firm and the applicable fees. HCM places an emphasis on companies with an ongoing history of consecutive dividend increases, good fundamentals and solid balance sheets. HCM looks for companies that have increased shareholder equity over time. There are typically 200 to 300 stocks that have a track record of at least 10 years consecutive dividend increases. Of those issues, HCM tends to find 20 to 30 common stocks that are the basis of a solid portfolio. Executive Management Team Joshua V. Haron Mr. Haron serves as the managing member, chief compliance officer and investment adviser representative. He is responsible for the day-to-day operations, managing client assets and maintaining the regulatory compliance structure. Mr. Haron has almost Forty (40) years of investment experience, is a graduate of Vassar College and the founder of Haron Capital Management, LLC. Advisory Services Offered Services are currently provided to high-net-worth individuals by providing regular and continuous management and supervision of assets. Assets are managed with a focus on investment goals, objectives, risk tolerance. Investment portfolios consist primarily of exchange-traded funds (“ETFs”) and individual equities as well as mutual fund positions. At no time will the firm accept or maintain custody of funds or securities. All client assets will be managed within the designated brokerage account[s] held at the qualified custodian, pursuant to the terms of the account opening documents. Client Account Management Prior to an engagement each client is required to enter into an agreement that defines the terms, conditions, and fees. Clients are also required to establish a custodial brokerage account. 1 Value investing is an investment philosophy that involves buying securities that are

at a discount to net asset value. Retirement Plan Rollovers An employee generally has four (4) options for their retirement plan when they leave an employer: 1. Leave the money in his/her former employer’s plan, if permitted 2. Rollover the assets to his/her new employer’s plan if one is available and permitted 3. Rollover to an Individual Retirement Account (IRA), or 4. Cash out the account value, which has significant tax considerations Each of these options has advantages and disadvantages and before making a change we encourage you to speak with your CPA and/or tax attorney. If HCM provides investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must:
• Meet a professional standard of care when making investment recommendations (give prudent advice);
• Never put our financial interests ahead of yours when making recommendations (give loyal advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best interest;
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest. HCM primarily provides educational services to retirement plan participants with assets that could potentially be rolled-over to an IRA advisory account. Education is based on a particular Client’s financial circumstances and best interests. Again, Advisor has an incentive to recommend such a rollover based on the compensation received, which is mitigated by the fiduciary duty to act in a Client’s best interest and acting accordingly. Assets Under Management Assets under management shall be amended within 90 days of the December 31 fiscal year. Assets under Management (03/19/2023) Discretionary $33,148,606 Total $33,148,606 Clients may request more current information at any time by contacting the firm.