9AT: FINTECH COLLECTIVE MANAGEMENT LLC

other names

FINTECH COLLECTIVE MANAGEMENT LLC

Adviser Profile

As of Date	06/18/2025
Registration	SEC, Approved, 06/14/2021
Other registrations (1)	SEC, ERA - Withdrawn, 05/12/2021
Former registrations	FINTECH COLLECTIVE MANAGEMENT LLC
ADV Location	NEW YORK, NY, United States
Contact Info	917 xxxxxxx
Websites

AUM^*	771,139,659 -10%
of that, discretionary	771,139,659 -10%
Private Fund GAV^*	996,139,659 25%
Avg Account Size	64,261,638 4%
SMA’s	No
Private Funds	15 2

Adviser Type

- Large advisory firm

Number of Employees 15 -12%

of those in investment advisory functions 11 -21%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeVenture Capital Fund	Count15	GAV$996,139,659

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ESO MANAGEMENT SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund463.0m	Other Fund-	Total Private Fund GAV926.0m	AUM390.6m	#Funds6
Adviser ARROWROOT CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund587.6m	Other Fund-	Total Private Fund GAV1.2b	AUM587.4m	#Funds15
Adviser AWM CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund70.8m	Other Fund256.3k	Total Private Fund GAV141.9m	AUM1.2b	#Funds10
Adviser 3L CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund74.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund770.4m	Other Fund-	Total Private Fund GAV1.6b	AUM850.7m	#Funds14
Adviser HG CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund10.1m	Other Fund-	Total Private Fund GAV1.5b	AUM1.1b	#Funds8
Adviser BITKRAFT VENTURES MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.3b	Other Fund-	Total Private Fund GAV2.5b	AUM993.5m	#Funds11
Adviser BLOCKCHANGE MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund900.7m	Other Fund-	Total Private Fund GAV1.8b	AUM880.7m	#Funds31
Adviser SOMA CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund839.2m	Other Fund-	Total Private Fund GAV1.7b	AUM907.1m	#Funds44
Adviser BOW CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM591.4m	#Funds-
Adviser 776 MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.7b	Other Fund-	Total Private Fund GAV3.5b	AUM1.1b	#Funds38

Brochure Summary

Overview

General Description The Adviser is an investment advisory firm with its principal place of business in New York, NY and organized as a limited liability company under the laws of the State of Delaware. The Adviser was formed on January 24, 2014. The Adviser is principally owned and is controlled by Brooks Gibbins and Gareth Jones (the “Principals”). Description of Advisory Services The Adviser is a private equity and early-stage venture capital firm focused on investment solutions for institutional investors worldwide. The Adviser’s products include private pooled investment vehicles, which are generally intended for investors who are “Accredited Investors” under Regulation D under the Securities Act of 1933, as amended (the “Securities Act”) and/or, “Qualified Purchasers” under the Investment Company Act of 1940, as amended (the “Investment Company Act”) and “Qualified Clients” under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). Such investors include, but are not limited to, public pension funds, fund of funds, sovereign wealth, strategic financial institutions, high net worth individuals and family offices seeking alternative and creative ways to boost long-term performance in the private equity asset class and/or those looking to profitably deploy capital in sectors or with a demographic that requires innovative and unconventional strategies and approaches. However, the Adviser retains broad flexibility

to invest on behalf of its Clients, as set forth in the respective Offering Documents (as such term is defined below in this Item). The Adviser currently does not provide investment advisory services to clients apart from its management of its advisory clients’ (collectively, “Clients”) portfolios. The Adviser may, from time to time in the future, serve as the investment adviser or management company for additional Clients or other separately managed accounts. Availability of Tailored Services for Individual Clients The Adviser tailors its advisory services to the specified investment mandates of its Clients, consistent with the Client’s offering documents, which may include, among other things, a private placement memorandum, limited partnership or operating agreements, management or investment advisory agreement, subscription agreement and other related agreements (individually and collectively, the “Offering Documents”). Any investor or prospective investor in a Client (an “Investor”) should closely review the applicable Offering Documents with respect to, among other things, the terms, conditions and risks of investing. The Adviser does not tailor its investment advice for the individual Investors in its Clients. The Adviser does not participate in Wrap Fee Programs. Assets Under Management As of December 31, 2023, the Adviser managed approximately $861,119,333 in regulatory assets under management on a discretionary basis.

FINTECH COLLECTIVE MANAGEMENT LLC

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview