Adviser Profile

As of Date 05/27/2026
Registration SEC, Approved, 06/25/2021
ADV Location CLEARWATER, FL, United States
Contact Info 727 xxxxxxx
Websites
AUM* 527,467,341 45%
of that, discretionary 527,467,341 45%
Number of Employees 9 125%
of those in investment advisory functions 5 67%
Private Fund GAV* 0
Avg Account Size 1,080,876 17%
% High Net Worth 54.03% -8%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

527M 452M 377M 301M 226M 151M 75M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASSURANCE DIMENSIONS Filing Date10/16/2025 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$48,286,562 % Position10.00% $ Change-3.00% # Change-1.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$48,420,395 % Position10.00% $ Change5.00% # Change3.00%
Stck Ticker808524797 Stock NameSCHWAB STRATEGIC TR $ Position$46,175,088 % Position10.00% $ Change18.00% # Change5.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$45,822,583 % Position9.00% $ Change8.00% # Change5.00%
Stck Ticker808524607 Stock NameSCHWAB STRATEGIC TR $ Position$28,681,779 % Position6.00% $ Change3.00% # Change1.00%
Stck Ticker808524409 Stock NameSCHWAB STRATEGIC TR $ Position$22,106,797 % Position5.00% $ Change2.00% # Change-1.00%
Stck Ticker808524508 Stock NameSCHWAB STRATEGIC TR $ Position$20,825,461 % Position4.00% $ Change2.00% # Change-1.00%
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$21,309,305 % Position4.00% $ Change4.00% # Change1.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$20,550,712 % Position4.00% $ Change-14.00% # Change-3.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$21,524,260 % Position4.00% $ Change6.00% # Change4.00%

Brochure Summary