Overview
For purposes of this brochure, “Epoch” means Epoch Capital US LLC, a Delaware limited liability
company formed in 2021. Epoch is an investment adviser ultimately owned by Michael
Humphreys, its sole Member.
Epoch provides investment advisory services to multiple pooled investment vehicles (the
“Funds”), and intends to provide investment advisory services to other pooled investment vehicles
in the future (together with the Funds, “Clients”).
The Adviser provides discretionary investment advisory services, which includes giving advice to
Clients and making investments for Clients based on the needs of such Clients. These services
include: (i) development and implementation of investment strategies, including asset allocation
strategies, (ii) identification and sourcing of investment opportunities, (iii) analysis and assessment
of investment opportunities, (iv) execution of investments, (v) monitoring of investments
and
(vi) disposition of investments. In furtherance of each Client’s investment objectives and
strategies, Epoch’s Clients will have exposure to trading strategies pursued by affiliated investment
managers that are under common control with Epoch (each, a “Related Manager”). Related
Managers generally pursue systematic trading strategies in instruments listed on derivatives
exchanges in jurisdictions around the world. Epoch generally tailors its advisory services and
investment strategies to the needs and goals of each Client, facto ring in such Client’s risk profile,
desired asset allocation, liquidity needs, and any applicable investment restrictions, among other
items. For purposes of this brochure, “Epoch Group” means Epoch, the Related Managers and
their affiliates.
The amount of client assets that Epoch manages on a discretionary basis and on a non-discretionary
basis is approximately $138 million.