EPOCH CAPITAL, US

other names
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Adviser Profile
As of Date 09/28/2023
Adviser Type - Large advisory firm
Number of Employees 16
of those in investment advisory functions 5 -16.67%
Registration SEC, Approved, 07/14/2021
AUM* 138,378,397 12.20%
of that, discretionary 138,378,397 12.20%
Private Fund GAV* 125,528,002
Avg Account Size 46,126,132 -62.60%
SMA’s No
Private Funds 3 2
Contact Info 347 xxxxxxx

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
123M 106M 88M 70M 53M 35M 18M
2021 2022

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count3 GAV$125,528,002

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Brochure Summary

Overview

For purposes of this brochure, “Epoch” means Epoch Capital US LLC, a Delaware limited liability company formed in 2021. Epoch is an investment adviser ultimately owned by Michael Humphreys, its sole Member. Epoch provides investment advisory services to multiple pooled investment vehicles (the “Funds”), and intends to provide investment advisory services to other pooled investment vehicles in the future (together with the Funds, “Clients”). The Adviser provides discretionary investment advisory services, which includes giving advice to Clients and making investments for Clients based on the needs of such Clients. These services include: (i) development and implementation of investment strategies, including asset allocation strategies, (ii) identification and sourcing of investment opportunities, (iii) analysis and assessment of investment opportunities, (iv) execution of investments, (v) monitoring of investments
and (vi) disposition of investments. In furtherance of each Client’s investment objectives and strategies, Epoch’s Clients will have exposure to trading strategies pursued by affiliated investment managers that are under common control with Epoch (each, a “Related Manager”). Related Managers generally pursue systematic trading strategies in instruments listed on derivatives exchanges in jurisdictions around the world. Epoch generally tailors its advisory services and investment strategies to the needs and goals of each Client, facto ring in such Client’s risk profile, desired asset allocation, liquidity needs, and any applicable investment restrictions, among other items. For purposes of this brochure, “Epoch Group” means Epoch, the Related Managers and their affiliates. The amount of client assets that Epoch manages on a discretionary basis and on a non-discretionary basis is approximately $138 million.