9AT: PARLIAMENT CAPITAL MANAGEMENT, LLC

other names

PARLIAMENT CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	04/30/2025
Registration	SEC, Approved, 07/22/2021
Other registrations (1)	Puerto Rico, Terminated, 07/22/2021
ADV Location	SAN JUAN, PR, United States
Contact Info	(78 xxxxxxx
Websites

AUM^*	994,354,491 212%
of that, discretionary	994,354,491 295%
Private Fund GAV^*	980,661,891 -8%
Avg Account Size	3,136,765 168%
SMA’s	No
Private Funds	37 6

Adviser Type

- Large advisory firm

Number of Employees 17 6%

of those in investment advisory functions 6 20%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count36	GAV$980,661,891
Fund TypeOther Private Fund	Count1	GAV$

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser EMPEIRIA CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund359.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV359.3m	AUM373.2m	#Funds7
Adviser ATON FINANCIAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund95.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV95.4m	AUM469.1m	#Funds5
Adviser UPPER BAY INFRASTRUCTURE MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM309.2m	#Funds-
Adviser MELODEON CAPITAL PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund304.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV304.7m	AUM308.7m	#Funds5
Adviser EQUALITY ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund519.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV519.4m	AUM519.4m	#Funds5
Adviser ISOMETRY CAPITAL, LLC	Hedge Fund613.8m	Liquidity Fund-	Private Equity Fund9.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV623.4m	AUM1.0b	#Funds11
Adviser BRASIL CAPITAL ADVISER LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM183.7m	#Funds-
Adviser WEATHERVANE ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund500.0m	Total Private Fund GAV2.5b	AUM260.3m	#Funds107
Adviser OSCEOLA CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund362.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV362.8m	AUM362.8m	#Funds3
Adviser AUGMENT INFRASTRUCTURE MANAGERS ADVISORY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund282.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV282.7m	AUM287.0m	#Funds4

Brochure Summary

Overview

Overview The Company is a Puerto Rico limited liability company based in San Juan, Puerto Rico, that provides investment advisory and management services solely to pooled investment vehicles or funds, including Parliament High Yield Fund, LLC, a Puerto Rico limited liability company (“PHYF”), Parliament Capital Series I, LLC, a Puerto Rico series limited liability company (“PCS I”), Parliament Capital Series II, LLC, a Puerto Rico series limited liability company (“PCS II”), Parliament Credit Opportunities Fund, LLC, a Puerto Rico limited liability company (“PCO”), Parliament SBIC Growth Fund, LP, a Delaware limited partnership (“PSGF"), and Sunrise Capital, LLC, a Puerto Rico series limited liability company (“Sunrise”) and collectively with PHYF, PCS I PCS II, PCO, PSGF and Sunrise, the “Funds”). Messrs. Rodolfo Sánchez-Colberg, Luis M. Cabrera-Marín and José R. Otero-Freiría are the Company’s Managing Members. The Company was organized on December 16, 2009 and is a registered investment adviser with the Securities and Exchange Commission (“SEC”). Its registration as an investment adviser with the SEC does not imply a certain level of skill or training. Messrs. Sánchez-Colberg, Cabrera-Marín and Mr. Otero-Freiría

are currently the Company’s only equity owners. Investment Advisory and Management Services The Company offers investment management and advisory services solely to the Funds, which are the Company’s direct clients, even as the Company works indirectly on behalf of the members of the Funds that it advises. The Funds are exempt from registration under the Investment Company Act of 1940, as amended (the “1940 Act”), and their securities are not registered under the Securities Act of 1933, as amended (the “Securities Act”) based on a transaction exemption thereunder. The Company currently provides these services on a discretionary basis in accordance with each Fund’s investment objectives and policies. The Company adapts its services to meet the needs of each Fund. The Company’s relationship with each Fund is governed by a separate Investment Management Agreement which allows each Fund to communicate general investment guidelines and limitations to the Company. As of March 28, 2024, the Company has approximately $318,389,059 million of assets under management, all of which are held within the Funds and managed on a discretionary and non-discretionary basis in accordance with each Fund’s offering documents.

PARLIAMENT CAPITAL MANAGEMENT, LLC

Adviser Profile

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