other names
{{ Info.Overview }}
Revenue {{ Info.Revenue | formatUSD }}
Headquarters {{ Info.Headquarters }}

Adviser Profile

As of Date 03/29/2024
Adviser Type - Large advisory firm
Number of Employees 6
of those in investment advisory functions 4
Registration SEC, Approved, 7/28/2021
Other registrations (2)
Former registrations

EMPERY ASSET MANAGEMENT, LP

AUM* 136,910,434 -29.85%
of that, discretionary 136,910,434 -29.85%
Private Fund GAV* 136,910,435 -29.85%
Avg Account Size 22,818,406 -29.85%
SMA’s No
Private Funds 4
Contact Info 212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
571M 489M 408M 326M 245M 163M 82M
2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count4 GAV$136,910,435

Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
Adviser NVERSES CAPITAL, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM134.4m #Funds1
Adviser SHAKER INVESTMENTS Hedge Fund94.7m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV94.7m AUM227.9m #Funds1
Adviser PLUSTICK MANAGEMENT LLC Hedge Fund136.8m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV136.8m AUM149.5m #Funds1
Adviser HALE CAPITAL MANAGEMENT, LP Hedge Fund191.4m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV191.4m AUM191.4m #Funds1
Adviser CROWN ADVISORS MANAGEMENT, INC. Hedge Fund203.6m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV203.6m AUM203.6m #Funds1
Adviser METRONOME CAPITAL LLP Hedge Fund104.6m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV104.6m AUM210.3m #Funds2
Adviser ANTIPODEAN ADVISORS LLC Hedge Fund129.0m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV129.0m AUM129.0m #Funds1
Adviser BOYAR ASSET MANAGEMENT, INC. Hedge Fund16.4m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV16.4m AUM217.1m #Funds2
Adviser GEOSPHERE CAPITAL MANAGEMENT, LLC Hedge Fund67.4m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV67.4m AUM207.1m #Funds2
Adviser MB FAMILY ADVISORS Hedge Fund50.5m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV50.5m AUM165.6m #Funds1

Brochure Summary

Overview

Empery Asset Management, LP (“Empery”) is a Delaware limited partnership that was formed in February 2008 with its principal place of business in New York, New York. Empery was founded and is owned and controlled by Ryan M. Lane and Martin D. Hoe. Empery provides discretionary investment management services to U.S. and non-U.S. pooled investment vehicles organized as private investment funds (collectively the “Funds”). Empery Asset Management, LP serves as the investment manager to Empery Tax Efficient, LP (“Empery Tax Efficient”), Empery Tax Efficient III, LP (“Empery Tax Efficient III”), Empery Debt Opportunity Fund, LP (“Empery Debt Opportunity Fund”), and Empery Partners, LP (“Empery Partners”), all of which are Delaware limited partnerships (collectively the “Domestic Funds”), and Empery Asset Master, Ltd. (“Empery Asset Master”) and Empery International, Ltd. (“Empery International”), each a Cayman Islands exempted company (Empery Asset Master and Empery International collectively, the “Offshore Funds”). Empery Asset Master, Empery Partners and Empery International operate via a “master-feeder” structure, such that Empery Partners and Empery International (collectively, the “Feeder Funds”) invest all of their investable assets through Empery Asset Master (the “Master Fund”) and investments are made at the Master Fund level. Empery Asset Master also makes certain investments through special purpose vehicles. Empery’s affiliate, Empery GP, LLC, a Delaware limited liability company (the “General Partner”), serves as the general partner of the Domestic Funds. As described in further detail in Item 8 below, the Funds seek to generate absolute returns primarily through direct investment mainly in public companies and some late-stage private companies. The direct investment strategy seeks to exploit market inefficiencies by financing emerging growth companies that may be under- capitalized, have limited analyst coverage, or have low levels of institutional interest. When implementing
this strategy, Funds other than Empery Debt Opportunity Fund may invest in every tier of the capital structure, including common equity, warrants, convertible preferred stock, convertible debt and other secured and unsecured debt of different levels of seniority, and the securities may be highly customized to optimize the investment risk-versus-reward profile. Empery Debt Opportunity Fund will invest primarily in debt, including convertible debt, or debt-like instruments. In addition to the primary direct investment strategy, certain Funds may also engage in one or more of the following investment strategies: (i) market-neutral, sector-focused long/short; (ii) distressed debt investing; and/or (iii) event-driven options trading. Empery’s investment decisions and advice with respect to each Fund are subject to each Fund's investment objectives and guidelines as set out in the Fund’s private offering memorandum, limited partnership agreement, investment management agreement and/or other governing documents. Investors and prospective investors should refer to the offering memorandum and other governing documents of the applicable Fund for complete information on its investment objectives and guidelines. In accordance with common industry practice, one or more of the Funds and/or Empery or its affiliate have or may in the future enter into “side letters” or similar arrangements with certain investors pursuant to which the investor is granted specific rights, benefits or privileges that are not made available to investors generally. This brochure does not constitute an offer to sell or solicitation of an offer to buy the securities of any of the Funds. Any such offer or solicitation will be made only by means of a confidential private placement memorandum. Empery does not participate in any wrap fee programs. As of December 31, 2023, Empery had approximately $136,910,434 in regulatory assets under management, all of which it manages on a discretionary basis.