9AT: VALKYRIE FUNDS LLC

VALKYRIE FUNDS LLC

other names

Revenue	{{ Info.Revenue \| formatUSD }}
Headquarters	{{ Info.Headquarters }}

Adviser Profile

As of Date	05/16/2024
Adviser Type - An investment adviser (or subadviser) to an investment company
Number of Employees	5 -54.55%
of those in investment advisory functions	2 -50.00%
Registration	SEC, Approved, 10/14/2021

AUM^*	152,126,517 387.31%
of that, discretionary	152,126,517 387.31%
Private Fund GAV^*	0 -100.00%
Avg Account Size	50,708,839 387.31%
SMA’s	No
Private Funds	0 1
Contact Info	202 xxxxxxx
Websites

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

Discretionary

Non-discretionary

54M 46M 38M 31M 23M 15M 8M

2021 2022 2023

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Valkyrie is an investment adviser registered with the SEC and acts as investment adviser to exchange- traded funds and other pooled investment vehicles. Valkyrie has been registered with the SEC as an investment adviser since October 14, 2021. Valkyrie Investments Inc. is the parent company of Valkyrie. Valkyrie is a specialized alternative financial services firm at the intersection of traditional finance and the emerging cryptocurrency sector whose affiliates offer asset management, research and other services. Valkyrie provides investment advisory services to exchange traded funds and other pooled investment vehicles based on the investment objectives and restrictions as set forth in each prospectus or each pooled investment vehicle’s offering document. The Adviser will be paid a fee at a certain annual rate of assets under management within the ranges described below under “Fees and Compensation” and its affiliates may also charge a performance-based fee.

As of January 31, 2023, Valkyrie managed approximately $31.2 million of client assets on a discretionary basis. Some Funds advised by Valkyrie are affiliated with a general partner with the authority to make investment decisions on behalf of the Fund (the “General Partner”, and collectively the “General Partners”). These General Partners are deemed to be registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) pursuant to Valkyrie’s registration in accordance with SEC guidance. While the General Partners maintain ultimate authority over the respective Funds, Valkyrie has been delegated the role of investment adviser. For the Funds where there is no general partner, Valkyrie or an affiliate serves the role of a general partner and has similarly been delegated the role of investment manager. For more information about the General Partners and affiliates, please see the Firm’s Form ADV Part 1, Schedule D, Section 7.A., Financial Industry Affiliations.