9AT: FOOTHILLS FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC

Adviser Profile

As of Date	10/25/2023
Registration status	Terminated
ADV Location	PHOENIX, AZ, United States
Contact Info	480 xxxxxxx
Websites

AUM^*	128,387,393
of that, discretionary	128,387,393
Number of Employees	1 -50%
of those in investment advisory functions	-100%
Private Fund GAV^*	0
Avg Account Size	302,800
% High Net Worth	25.00%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PERSONAL MONEY PLANNING, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM126.7m	#Funds-
Adviser NEUENSCHWANDER ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM173.5m	#Funds-
Adviser MTM FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM771.6m	#Funds-
Adviser PINE GROVE FINANCIAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser HARVEST CAPITAL ASSETS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM72.0m	#Funds-
Adviser LIGHTEDWAY ADVISORY SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM115.0m	#Funds-
Adviser BEACON WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM143.5m	#Funds-
Adviser APPLIED CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM357.5m	#Funds-
Adviser MOULTON WEALTH MANAGEMENT, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM159.7m	#Funds-
Adviser CERTIFIED PLANNERS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM196.6m	#Funds-

Brochure Summary

Overview

Foothills Financial Planning was launched in 2008 to provide high quality, commission-free, fiduciary financial advice and planning to people from all walks of life, without regard to minimum asset or income levels. Foothills Financial Planning is licensed with the Securities Division of the Arizona Corporation Commission. Kevin O’Reilly, CFP®, AIF® is the owner and sole principal of the firm. We work with clients on a fee-only basis, meaning we do not accept commissions of any kind. We feel this is the most objective way to provide financial advice. We typically work with ongoing clients on an assets under management basis. This gives many of our clients comfort that their investments are being regularly monitored. In select circumstances, we may work with clients on a project basis, which is based on our hourly rate of $300/hour. We work with clients on a fiduciary basis, meaning our only loyalty is to our clients – not a brokerage firm or a mutual fund company. We feel this is the best way to provide financial advice. Foothills Financial Planning

does not participate in any wrap fee programs. The firm provides asset management services to approximately $128,387,393.00 in client assets on a discretionary basis. From a process perspective, the advisor conducts an initial “Get Acquainted” meeting and gathers data to assist the client in determining specific needs, objectives, goals and tolerance for risk. This initial meeting is free of charge. After the Get Acquainted meeting, the advisor prepares an analysis of the client's current financial situation and possible future scenarios, when appropriate. Next, the advisor presents the analysis and a written summary of significant observations, assumptions and recommendations in each area the advisor was engaged to provide advice. Periodic financial reviews are conducted. Ongoing wealth management clients will receive a quarterly statement from the custodian of the funds and will be entitled to a review with advisor, either by phone or in person. Page 5 of 13 Foothills Financial Planning also offers tax preparation services to ongoing clients, as part of the overall fee.

FOOTHILLS FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC

FOOTHILLS FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC

FOOTHILLS FINANCIAL PLANNING, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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FOOTHILLS FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC FOOTHILLS FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC FOOTHILLS FINANCIAL PLANNING, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

FOOTHILLS FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC

FOOTHILLS FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC

FOOTHILLS FINANCIAL PLANNING, INC.