9AT: HOTTINGER - Summary

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 02/10/2022
ADV Location	LONDON, United Kingdom
Contact Info	44 xxxxxxx
Websites

AUM^*	1,472,337,208 24%
of that, discretionary	762,239,374 24%
Number of Employees	24 4%
of those in investment advisory functions	9
Private Fund GAV^*	0
Avg Account Size	2,311,361 3%
% High Net Worth	47.01% -17%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TODO CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM143.6m	#Funds-
Adviser BANORTE ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM661.2m	#Funds-
Adviser ALLIE FAMILY OFFICE LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser RISKBRIDGE ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM898.3m	#Funds-
Adviser 360 ONE PORTFOLIO MANAGERS LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund10.5m	Total Private Fund GAV10.5m	AUM3.6b	#Funds3
Adviser CH GLOBAL CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund35.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV35.5m	AUM529.1m	#Funds1
Adviser QCAM CURRENCY ASSET MANAGEMENT AG	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.6b	#Funds-
Adviser BCI SECURITIES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM402.2m	#Funds-
Adviser AUGUST GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM740.3m	#Funds-
Adviser SQUARE ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM295.5m	#Funds-

Brochure Summary

Overview

Hottinger & Co Limited Hottinger & Co Limited is a London-based wealth manager. We are licensed and regulated by the UK Financial Conduct Authority. We are registered with the SEC as an investment adviser under the Advisers Act. We are a long-established financial services firm with a deep history in banking, wealth management and asset management. Our history is on our website at www.hottinger.co.uk/history. We have 24 employees. Our directors are Mark Robertson (also our MLRO), Tim Sharp (our CEO and CCO) and Conor Byrne. We are 100% owned by Hottinger Private Office Limited. EdR Suisse holds a 42.5% equity interest in Hottinger Group Limited, which owns Hottinger Private Office Limited, our parent company. Our indirect owners are set forth in our Form ADV Part 1 Schedule B. Our Related Persons are identified in our Form ADV Part 1 Schedule D Section 7.A. We are, by nature, conservative managers who aim to preserve capital and income whilst delivering consistent investment performance. Our investment professionals collaborate and provide input to our decision-making process that analyses economic and political issues affecting world markets. We aim to achieve our goal of maximising returns within given guidelines through diversification across asset classes, regions, and currencies, recognising that great investment

ideas can come from many different sources. We offer discretionary investment management services to our U.S. clients (defined based on residence, “clients” or “U.S. clients”) in separately managed accounts (“SMAs”). We do not manage or operate any pooled investment vehicles. Our strategies and investments/securities are set forth in Item 8, below. Before establishing any relationship, we gather information to be able to assess our client’s needs, including information about investment experience and knowledge relating to the investment of assets, investment objectives, restrictions, investment time horizon, financial situation, readiness, and capacity to assume risks and losses, and a base reference currency. We complete a Client Risk Assessment to identify the degree of risk involved in the client relationship. We perform anti-money laundering and know your customer verifications, after which we and our client sign an investment management agreement (“Mandate”) that documents the investment objectives, strategy, restrictions, investments, and fees. Each Mandate is changed when client circumstances dictate. We do not solicit or accept U.S. client orders to buy or sell securities. We do not participate in wrap fee programs. As of the date of this Brochure, we manage US$ 1,226,940,471 for our clients.

HOTTINGER

HOTTINGER

HOTTINGER & CO LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

HOTTINGER HOTTINGER HOTTINGER & CO LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

HOTTINGER

HOTTINGER

HOTTINGER & CO LIMITED