9AT: OXFORD GATE MANAGEMENT, LLC

other names

OXFORD GATE MANAGEMENT, LLC

Adviser Profile

As of Date	03/27/2025
ADV Location	GREENWICH, CT, United States
Adviser Type - Large advisory firm
Number of Employees	24 20%
of those in investment advisory functions	7
Registration	SEC, Approved, 12/16/2021

AUM^*	156,251,902 -29%
of that, discretionary	156,251,902 -29%
Private Fund GAV^*	156,251,902 -37%
Avg Account Size	78,125,951 -29%
SMA’s	No
Private Funds	4 2
Contact Info	203 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$134,501,521
Fund TypePrivate Equity Fund	Count1	GAV$21,750,381

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SABBY MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM223.5m	#Funds-
Adviser METAVASI CAPITAL LP	Hedge Fund322.8m	Liquidity Fund-	Private Equity Fund1.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV324.6m	AUM324.6m	#Funds4
Adviser ROSENWALD CAPITAL MANAGEMENT, INC.	Hedge Fund142.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV142.9m	AUM218.5m	#Funds2
Adviser MAD RIVER INVESTORS	Hedge Fund65.4m	Liquidity Fund-	Private Equity Fund237.1k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV65.6m	AUM338.3m	#Funds3
Adviser GORDONMD GLOBAL INVESTMENTS LP	Hedge Fund150.8m	Liquidity Fund-	Private Equity Fund108.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV259.0m	AUM259.0m	#Funds9
Adviser J.H. LANE PARTNERS, LP	Hedge Fund258.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV258.3m	AUM258.3m	#Funds3
Adviser TAH MANAGEMENT, LP	Hedge Fund142.6m	Liquidity Fund-	Private Equity Fund23.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV165.8m	AUM165.8m	#Funds5
Adviser SEGRA CAPITAL MANAGEMENT, LLC	Hedge Fund459.6m	Liquidity Fund-	Private Equity Fund73.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund30.3m	Total Private Fund GAV562.9m	AUM532.6m	#Funds7
Adviser SEASON INVESTMENTS, LLC	Hedge Fund39.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV39.6m	AUM142.6m	#Funds1
Adviser CROSS SHORE CAPITAL MANAGEMENT, LLC	Hedge Fund151.6m	Liquidity Fund-	Private Equity Fund26.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV178.3m	AUM134.5m	#Funds6

Brochure Summary

Overview

A. General Description of Oxford Gate Oxford Gate was formed in March 2018 to manage private investment funds that focus on investing in the equity and junior debt tranches of collateralized loan obligations (“CLOs”), which are securitization vehicles collateralized primarily by a diverse portfolio of senior secured loans made to companies whose debt is unrated or is rated below investment grade (the “Senior Loans”). It currently manages two private funds including one master-feeder structure consisting of a Bermuda master, a Delaware feeder and a Bermuda feeder. It may in the future advise additional funds or other clients including institutional separately managed accounts. Oxford Gate is a limited-liability company majority-owned and controlled by Oxford Funds, LLC. Oxford Funds is controlled by Jonathan Cohen and Saul Rosenthal. B. Description of Advisory Services, Investment Strategies & Types of Investments Oxford Gate provides discretionary investment management services to private funds (the “Clients”). To service the Clients’ objectives and strategies, the members of Oxford Gate’s investment team utilize the extensive and varied relevant experience of Oxford Gate’s investment professionals. As of December 31, 2023, Oxford Gate Master Fund, LLC and the associated feeder funds, Oxford Gate, LLC and Oxford Gate (Bermuda), LLC (collectively “OG”) and Oxford Bridge II which consists of Class A, Class C and Class D sleeves (OB II) are Oxford Gate’s sole

clients. OB II commenced operation in October 2018 and OG commenced operations in November 2018. Oxford Gate provides advisory services to each Client in accordance with an investment advisory agreement with such client, the private placement memorandum, the limited liability company agreement or limited partnership agreement (or analogous organizational document) of such client (collectively, the “Governing Documents”). Oxford Gate’s advisory services consist of investigating, identifying and evaluating investment opportunities, structuring, negotiating and making investments on behalf of clients, managing and monitoring the performance of such investments and disposing of such investments. The Clients’ primary objective is to maximize risk-adjusted total returns. C. Tailoring to Individual Needs and Investment Restrictions With respect to OG and OB II, Oxford Gate does not tailor its advisory services to the individual needs of investors in OG or OB II nor accept investor-imposed investment restrictions. Generally, Oxford Gate provides investment advisory services to its Clients pursuant to the Governing Documents. Investment advice is provided by Oxford Gate directly to the Clients. D. Wrap Fee Programs Oxford Gate does not participate in wrap fee programs. E. Assets Under Management As of December 31, 2023, Oxford Gate is a manager solely to OG and OB II with discretionary regulatory assets under management of $249,266,472.

OXFORD GATE MANAGEMENT, LLC

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