| As of Date | 04/11/2025 |
| Registration | SEC, Approved, 02/01/2022 |
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| Former registrations | |
| ADV Location | SAN FRANCISCO, CA, United States |
| Contact Info | 415 xxxxxxx |
| Websites |
| AUM* | 838,992,856 21% |
| of that, discretionary | 838,992,856 21% |
| Private Fund GAV* | 695,465,775 -98% |
| Avg Account Size | 119,856,122 -48% |
| SMA’s | No |
| Private Funds | 8 2 |
Number of Employees 11
of those in investment advisory functions 9
- Pooled investment vehicles
- Portfolio management for pooled investment vehicles
- A percentage of assets under your management
- Performance-based fees
| SEC Fund Type | Count | GAV |
|---|---|---|
| Fund TypeHedge Fund | Count8 | GAV$695,465,775 |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser PROSPECT CAPITAL ADVISORS, LLC | Hedge Fund276.7m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV276.7m | AUM288.0m | #Funds2 | |
| Adviser CALIXTO GLOBAL INVESTORS, LP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM488.8m | #Funds- | |
| Adviser WESTERN STANDARD, LLC | Hedge Fund464.5m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV464.5m | AUM564.9m | #Funds2 | |
| Adviser BLACK SWIFT GROUP, LLC | Hedge Fund70.2m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV70.2m | AUM558.0m | #Funds4 | |
| Adviser SOLSTEIN CAPITAL, LLC | Hedge Fund7.4m | Liquidity Fund40.0m | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV47.4m | AUM645.2m | #Funds2 | |
| Adviser SAGE ROCK CAPITAL MANAGEMENT LP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM86.5m | #Funds- | |
| Adviser TOWER BAY ASSET MANAGEMENT LP | Hedge Fund209.2m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV209.2m | AUM492.4m | #Funds4 | |
| Adviser CARL MARKS MANAGEMENT COMPANY, LLC | Hedge Fund293.6m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV293.6m | AUM391.1m | #Funds4 | |
| Adviser SUN VALLEY GOLD LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM87.0m | #Funds- | |
| Adviser EQUITAS CAPITAL ADVISORS,LLC | Hedge Fund45.0m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV45.0m | AUM201.4m | #Funds1 |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker22160K105 | Stock NameCOSTCO WHSL CORP NEW | $ Position$11,773,088 | % Position2.00% | $ Change96.00% | # Change110.00% |
| Stck Ticker260003108 | Stock NameDOVER CORP | $ Position$7,292,306 | % Position1.00% | $ Change | # Change |
| Stck Ticker14149Y108 | Stock NameCARDINAL HEALTH INC | $ Position$4,136,210 | % Position1.00% | $ Change | # Change |
| Stck Ticker057665200 | Stock NameBALCHEM CORP | $ Position$4,544,117 | % Position1.00% | $ Change98.00% | # Change110.00% |
| Stck Ticker12572Q105 | Stock NameCME GROUP INC | $ Position$3,895,329 | % Position1.00% | $ Change | # Change |
| Stck Ticker200525103 | Stock NameCOMMERCE BANCSHARES INC | $ Position$6,683,797 | % Position1.00% | $ Change | # Change |
| Stck Ticker203607106 | Stock NameCOMMUNITY FINANCIAL SYSTEM I | $ Position$4,116,880 | % Position1.00% | $ Change | # Change |
| Stck Ticker031100100 | Stock NameAMETEK INC | $ Position$3,802,488 | % Position1.00% | $ Change158.00% | # Change149.00% |
| Stck Ticker062540109 | Stock NameBANK HAWAII CORP | $ Position$5,892,700 | % Position1.00% | $ Change | # Change |
| Stck Ticker053332102 | Stock NameAUTOZONE INC | $ Position$7,525,081 | % Position1.00% | $ Change1402.00% | # Change1199.00% |