9AT: RETIREMENT PLANS, INC.

Adviser Profile

As of Date	03/16/2026
Registration	SEC, Approved, 01/25/2022
Other registrations (1)	Ohio, Approved, 01/31/2018
ADV Location	WESTERVILLE, OH, United States
Contact Info	614 xxxxxxx
Websites

AUM^*	224,910,818 -8%
of that, discretionary	224,910,818 -8%
Number of Employees	6 50%
of those in investment advisory functions	1 -50%
Private Fund GAV^*	0
Avg Account Size	809,032 -5%
% High Net Worth	< 0.01% -100%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser REAVES ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.9b	#Funds-
Adviser HOYA CAPITAL REAL ESTATE, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM140.1m	#Funds-
Adviser DUCENTA SQUARED ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.3b	#Funds1
Adviser EXCEL WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM310.5m	#Funds-
Adviser EQUITY ARMOR INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM184.3m	#Funds-
Adviser IUR CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.7m	#Funds-
Adviser STACEY BRAUN ASSOCIATES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.5b	#Funds-
Adviser WEA FINANCIAL ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM507.8m	#Funds-
Adviser SPECTRUM FINANCIAL INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM236.5m	#Funds-
Adviser HORIZON INVESTMENTS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.5b	#Funds-

Brochure Summary

Overview

Firm Description Retirement Plans, Inc. (“RPI”) is a registered investment adviser primarily based in Westerville, Ohio. We are organized as a corporation under the laws of the State of Ohio. RPI has been in business since 2011 providing third party administrator services and the company is also a licensed insurance agency. We have been providing investment advisory services since 2018. Principal Owner Richard Ritter is the principal owner. Types of Advisory Services RPI provides investment management services to individuals and retirement plans. Our strategy predominately uses no-load mutual funds, open end mutual funds, exchange traded funds (ETF’s), closed end mutual funds, target date funds, stable value funds and money market funds. RPI will act as an investment advisor and will supervise and direct the investments and make all investment decisions for the client based on the client’s risk aversion. RPI does not provide any financial

planning services. Tailored Relationships We will work with our clients that have specific needs to tailor portfolios to meet their investment parameters, time horizon, risk tolerance, and return objectives. You may request that we refrain from investing in particular securities or certain types of securities. You must provide these restrictions to our firm in writing. Clients may impose reasonable restrictions or mandates on the management of their account (e.g., require that a portion of their assets be invested in socially responsible funds) if, in RPIs sole discretion, the conditions will not materially impact the performance of a portfolio strategy or prove overly burdensome to its management efforts. Wrap Fee Programs Retirement Plans, Inc. does not offer a wrap fee program. Assets Under Management Retirement Plans, Inc. manages $244,833,362 in assets under management on a discretionary basis as of December 31, 2023.

RETIREMENT PLANS, INC.

RETIREMENT PLANS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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RETIREMENT PLANS, INC. RETIREMENT PLANS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

RETIREMENT PLANS, INC.

RETIREMENT PLANS, INC.