9AT: SENIOR TAX ADVISORY GROUP, INC.

Adviser Profile

As of Date	03/15/2026
Registration	SEC, Approved, 02/09/2022
ADV Location	COLORADO SPRINGS, CO, United States
Contact Info	719 xxxxxxx
Websites

AUM^*	122,781,042 100%
of that, discretionary	122,781,042 100%
Number of Employees	6 100%
of those in investment advisory functions	4 300%
Private Fund GAV^*	0
Avg Account Size	95,475 50%
% High Net Worth	0.62% 100%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Commissions

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser KESTRA INVESTMENT MANAGEMENT, LLC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.3b	#Funds-
Adviser PLANROCK WEALTH STRATEGIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM71.1m	#Funds-
Adviser CAPITAL FINANCIAL SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM127.6m	#Funds-
Adviser RIPPLE CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM100.0m	#Funds-
Adviser VECTORWEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.0m	#Funds-
Adviser FIRST ADVISORS NATIONAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM505.9m	#Funds-
Adviser TIFIN GIVE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM30.9m	#Funds-
Adviser CENTERFIN CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.4m	#Funds-
Adviser ALIGHT FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM35.1b	#Funds-
Adviser SWISS ALPINE WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.8m	#Funds-

Brochure Summary

Overview

OWNERSHIP/ADVISORY HISTORY Senior Tax Advisory Group, Inc. (“We”) was founded in January 2007. We became registered with the Securities and Exchange Commission (“SEC”) in February 2022. We are a multistate advisor that is required to be notice filed in Arizona, California, Colorado, Florida, Georgia, Illinois, Iowa, Maryland, Michigan, Missouri, New Mexico, Pennsylvania, South Dakota, Texas, Utah, Wyoming, and Virginia. Darian Andreson is the firm’s President. Kathleen Larouere is the Chief Compliance Officer and investment adviser representative. ADVISORY SERVICES OFFERED RECOMMENDATION AND MONITORING OF THIRD-PARTY INVESTMENT ADVISER SERVICES We will recommend the services of a third-party investment adviser (“Co-adviser”) to manage your account(s). We work with you to select a model portfolio based upon your objectives, time frame risk parameters, and other investment considerations. Once we have this suitability information, we will recommend one or several of the Co-adviser’s model portfolios to you. You are never obligated to use a recommended Co-Adviser. Before recommending the Co-adviser, we review the following factors fees, reputation, performance, financial strength, management, price, reporting capabilities, and your financial situation, goals, needs, and investment objectives. After we engage the Co-advisor, we continue to monitor them and your financial situation. With a Co-advisor relationship, the Co-adviser

is responsible for portfolio management, best execution, portfolio reporting, trading, trade error resolution, fee billing and custodian reconciliations. We maintain our relationship with you by monitoring the status of your accounts with the Co-adviser, making recommendation about the Co-adviser, meeting with you in person or by telephone on annually, and acting as your primary financial adviser. Additionally, we retain the discretion to establish or termination the Co-adviser and any model on their platforms. When you are referred to a Co-adviser, you will receive full disclosure, including services rendered and fee schedules, at the time of the referral, by delivery of a copy of the relevant Co- adviser’s Form ADV Part 2A or equivalent disclosure document before receiving investment advisory services from the Co-adviser. The Co-adviser offers separate services that are outlined in their ADV Part 2A. TAILORED SERVICES We document your goals and objectives before any investing takes place. You may impose restrictions on investing in certain securities or types of securities. WRAP PROGRAM We do not sponsor a wrap program. CLIENT ASSETS MANAGED As of December 31, 2023, we manage approximately $61,412,441 in client assets on a discretionary basis. Senior Tax Advisory Group, Inc. Page 5 ADV Part 2A – 3/21/2024

SENIOR TAX ADVISORY GROUP, INC.

SENIOR TAX ADVISORY GROUP, INC.

SENIOR TAX ADVISORY GROUP, INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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SENIOR TAX ADVISORY GROUP, INC. SENIOR TAX ADVISORY GROUP, INC. SENIOR TAX ADVISORY GROUP, INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

SENIOR TAX ADVISORY GROUP, INC.

SENIOR TAX ADVISORY GROUP, INC.

SENIOR TAX ADVISORY GROUP, INC