Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 03/04/2022
Other registrations (4)
ADV Location OAK BROOK, IL, United States
Contact Info (63 xxxxxxx
Websites
AUM* 341,500,000 29%
of that, discretionary 330,000,000 24%
Number of Employees 5 -29%
of those in investment advisory functions 2 -50%
Private Fund GAV* 0
Avg Account Size 317,084 37%
% High Net Worth 21.24% 30%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

330M 283M 236M 189M 141M 94M 47M
2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker33738R308 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$54,333,845 % Position24.00% $ Change10.00% # Change13.00%
Stck Ticker14020G101 Stock NameCAPITAL GROUP GROWTH ETF $ Position$30,796,891 % Position14.00% $ Change-4.00% # Change7.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE $ Position$26,970,967 % Position12.00% $ Change3.00% # Change5.00%
Stck Ticker14022A102 Stock NameCAPITAL GROUP EQUITY ETF TR $ Position$23,315,264 % Position10.00% $ Change8.00% # Change6.00%
Stck Ticker14020X104 Stock NameCAPITAL GROUP GBL GROWTH EQT $ Position$16,271,708 % Position7.00% $ Change3.00% # Change6.00%
Stck Ticker14020V108 Stock NameCAPITAL GROUP CORE EQUITY ET $ Position$16,248,190 % Position7.00% $ Change2.00% # Change7.00%
Stck Ticker14021N105 Stock NameCAPITAL GROUP NEW GEOGRAPHY $ Position$5,492,518 % Position2.00% $ Change4.00% # Change5.00%
Stck Ticker33738R506 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$4,382,258 % Position2.00% $ Change-3.00% # Change-1.00%
Stck Ticker33733E104 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$3,692,992 % Position2.00% $ Change-1.00% # Change-1.00%
Stck Ticker33740F755 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$5,607,373 % Position2.00% $ Change-2.00% # Change-1.00%

Brochure Summary