9AT: VOYA INVESTMENT MANAGEMENT (UK) LIMITED

Adviser Profile

As of Date	03/24/2026
Registration	SEC, Approved, 03/18/2022
ADV Location	LONDON, United Kingdom
Contact Info	44 xxxxxxx
Websites

AUM^*	522,100,000 5%
of that, discretionary	522,100,000 5%
Number of Employees	10 -9%
of those in investment advisory functions	10 -9%
Private Fund GAV^*	0
Avg Account Size	130,525,000 -47%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ARROWMARK ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM224.4m	#Funds-
Adviser 1271787 LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM141.1m	#Funds-
Adviser PORT STREET INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM174.5m	#Funds-
Adviser MTC WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM329.0m	#Funds-
Adviser UNION HERITAGE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM295.2m	#Funds-
Adviser DFC PREFERRED ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM228.7m	#Funds-
Adviser BERKSHIRE CAPITAL HOLDINGS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM283.0m	#Funds-
Adviser MILLINGTON SECURITIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM140.5m	#Funds-
Adviser VERT ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM464.4m	#Funds-
Adviser NEW CENTURY PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-

Brochure Summary

Overview

Advisory Business Voya UK is a wholly owned subsidiary of Voya Investment Management LLC (“Voya IM LLC”), a registered investment adviser, which in turn is a wholly owned subsidiary of VIM Holdings LLC, a Delaware limited liability company. Voya Financial, Inc., a publicly traded company, holds a 76% economic stake in VIM Holdings LLC through its subsidiary Voya Holdings Inc. As of July 25, 2022, Allianz SE, a stock corporation organized and existing under the laws of the European Union and the Federal Republic of Germany, holds an indirect 24% economic stake in VIM Holdings LLC as a result of a transaction combining Voya IM LLC with the assets and teams comprising specified transferred strategies formerly managed by Allianz Global Investors U.S. LLC. Voya UK offers its services as adviser and sub-adviser to a variety of investment vehicles, including but not limited to institutional separate accounts, registered investment companies and pooled investment funds. Utilizing global resources, Voya UK offers a variety of investment advisory and investment management services for equity portfolios. Assets Under Management As of December 31, 2023, Voya UK managed $496,300,000.00 (USD) in client assets, including $496,300,000.00 on a discretionary basis and $0.00 on a non-discretionary basis. Investment Authority Subject to any written guidelines which the client provides or other

specialized arrangements, Voya UK normally has complete discretion and authority to manage investments for client accounts. Voya UK, as the client’s agent and attorney-in-fact, generally holds a limited power of attorney to act without prior consultation. Accordingly, Voya UK is generally authorized to perform various functions, at the client’s expense, without further approval from a client, except as required by law, including: (a) to make all investment decisions; (b) to buy, sell, and otherwise trade in securities; (c) to issue instructions to the custodian for operational matters of the account, including but not limited to such items as tender offers and reorganizations; (d) to select brokers or dealers to execute securities transactions; and (e) vote proxies and make similar decisions. Voya UK can also enter into swaps and other derivatives and executes ancillary documents on their behalf. As a general matter, a fund’s or account’s custodian rather than Voya UK is responsible for filing class action claims and, with certain exceptions, Voya UK generally does not commence or pursue litigation on behalf of clients or separately managed accounts. Trading support and outsourcing Voya UK’s affiliates provide administrative, trading, marketing and other support services for Voya UK, where the entities are responsible for making portfolio management decisions.

VOYA INVESTMENT MANAGEMENT (UK) LIMITED

VOYA INVESTMENT MANAGEMENT (UK) LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

VOYA INVESTMENT MANAGEMENT (UK) LIMITED VOYA INVESTMENT MANAGEMENT (UK) LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

VOYA INVESTMENT MANAGEMENT (UK) LIMITED

VOYA INVESTMENT MANAGEMENT (UK) LIMITED