R Cubed Global Capital, Inc. (hereinafter “R Cubed”, “we”, “us”, “our” or the “Firm”) is organized as a Delaware corporation with a principal place of business in Bellevue, Washington. R Cubed is owned by John Roche, Peter Reilly, Cliff Remily, Daryl Remily and Mary Roche. Investment Management Services to Registered Funds R Cubed provides investment advisory services to an exchange traded fund that is part of the Northern Lights Fund Trust IV and is registered under the Investment Company Act of 1940, as amended (the “Fund”). We continuously manage the Fund’s assets based on the investment goals and objectives as outlined in the Fund’s prospectus. Interested investors should refer to the Fund’s prospectus and Statement of Additional Information for important additional information regarding objectives, investments, time horizon, risks, fees, and additional disclosures. Prior to making an investment in the Fund, investors and prospective investors should carefully review those documents for a comprehensive understanding of the terms and conditions applicable for investment in the Fund. Investment Management Strategies R Cubed offers two management programs: (i) the Global Dividend Growth Strategy; and (ii) the International Dividend Growth Strategy (collectively the “Strategies”). In seeking current income and long-term growth of income and capital appreciation, the Global Dividend Growth Strategy invests in equity securities of small, medium, and large market capitalization companies and in growth and value stocks. Generally, we utilize securities and issuers located throughout the world, including the United States and foreign countries, in executing the Global Dividend Growth Strategy. The International Dividend Growth Strategy utilizes foreign dividend-paying equity and ADR securities in seeking current income and long- term growth of income and capital. The Strategies are offered to institutions, pension plans, endowments, high net worth individuals, financially sophisticated individuals and other sophisticated investors and are provided

by R Cubed on a discretionary basis. These clients generally utilize unaffiliated financial professionals who have the responsibility, with the client, for the selection of the Strategies. These unaffiliated financial professionals, as applicable, retain the responsibility to collect information regarding a client to facilitate the selection process of the Strategies by the client and the unaffiliated investment professional. Clients may impose reasonable restrictions on the management of their accounts if R Cubed determines, in its sole discretion, that the conditions would not materially impact the performance of the management of the Strategies or prove overly burdensome for R Cubed’s management efforts. As described above, clients and their unaffiliated financial professionals determine a client’s utilization of the Strategies. Therefore, the advisory services provided to clients by R Cubed are not customized or tailored to the particular or individual needs of any client. R Cubed will not assume any responsibility for the accuracy of the information provided by clients. R Cubed is not obligated to verify any information received from a client or the client’s unaffiliated financial professional, and R Cubed is expressly authorized by the client to rely on such information provided. Note for IRA and Retirement Plan Clients: When R Cubed provides investment advice to you through the Strategies for your retirement plan account or individual retirement account, R Cubed is a fiduciary within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way R Cubed makes money creates some conflicts with your interests, so R Cubed operates under a special rule that requires R Cubed to act in your best interest and not put R Cubed interest ahead of yours. Assets Under Management As of December 31, 2023, R Cubed managed $25,240,000 in Client Assets on a discretionary basis.