9AT: ACCENT CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/02/2026
Registration	SEC, Approved, 04/01/2022
ADV Location	CENTERVILLE, OH, United States
Contact Info	937 xxxxxxx
Websites

AUM^*	382,706,251 41%
of that, discretionary	382,706,251 41%
Number of Employees	7 75%
of those in investment advisory functions	4 33%
Private Fund GAV^*	0
Avg Account Size	2,856,017 4%
% High Net Worth	47.83% -31%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser RMR CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM170.8m	#Funds-
Adviser FORTRESS WEALTH PLANNING	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM793.9m	#Funds-
Adviser D'ORAZIO WEALTH ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser BEDDOW CAPITAL MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM277.9m	#Funds-
Adviser BERSOT CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM186.2m	#Funds-
Adviser CLIENTFIRST WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM302.8m	#Funds-
Adviser ASCENSION WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM136.9m	#Funds-
Adviser SIERRA LEGACY GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM152.7m	#Funds-
Adviser ALPHA WEALTH STRATEGIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM219.9m	#Funds-
Adviser CONQUIS FINANCIAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM280.0m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$23,482,062	% Position10.00%	$ Change6.00%	# Change1.00%
Stck Ticker67066G104	Stock NameNVIDIA CORP	$ Position$24,004,452	% Position10.00%	$ Change6.00%	# Change-10.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$24,138,130	% Position10.00%	$ Change23.00%	# Change-1.00%
Stck Ticker02079K107	Stock NameALPHABET INC A	$ Position$17,720,722	% Position7.00%	$ Change40.00%	# Change2.00%
Stck Ticker78462F103	Stock NameSPDR S&P 500 ETF	$ Position$14,665,194	% Position6.00%	$ Change4.00%	# Change-4.00%
Stck Ticker30303M102	Stock NameMETA PLATFORMS INC A	$ Position$15,191,721	% Position6.00%	$ Change-1.00%	# Change1.00%
Stck Ticker023135106	Stock NameAMAZON.COM INC	$ Position$12,022,336	% Position5.00%	$ Change2.00%	# Change1.00%
Stck Ticker922908363	Stock NameVANGUARD S&P 500 ETF	$ Position$8,599,999	% Position4.00%	$ Change7.00%	# Change-1.00%
Stck Ticker02079K107	Stock NameALPHABET INC C	$ Position$4,593,353	% Position2.00%	$ Change-64.00%	# Change-74.00%
Stck Ticker88160R101	Stock NameTESLA INC	$ Position$4,890,141	% Position2.00%	$ Change42.00%	# Change1.00%

Brochure Summary

Overview

Nitin Kumbhani, Kamal Kumbhani, and Abhijit N. Kumbhani. Our firm provides discretionary investment management services to individual and institutional clients. Accent Capital provides multiple products such as Large Cap Growth, All Cap Growth, SMID Cap Growth, Mid Cap Growth, Small Cap Growth, or a flexible combination of these strategies along with fixed income securities, interests in private funds, and shares of mutual funds and exchange traded funds (“ETFs”), which are selected by the client or portfolio manager based on the individual needs of the client or as established by the client's investment policy. We manage these advisory accounts on a discretionary basis. Account supervision is guided by the client's stated objectives as well as tax considerations where appropriate. Clients may impose reasonable restrictions on investing in certain securities, types of securities, or industry sectors as well as on an as-requested basis, augment the aforementioned styles with taxable or nontaxable bonds. Once the client's portfolio has been established, we review the portfolio at least monthly for high cash levels and consistency of security holdings for the selected style. Our investment recommendations

are not limited to any specific product or service offered by a broker-dealer and will generally include holdings regarding the following securities:
• Exchange-listed securities
• Securities traded over-the-counter
• Foreign issuers (American Depository Receipts); Foreign Domiciled Companies traded on US Exchanges
• Corporate debt securities (other than commercial paper)
• Commercial paper
• Certificates of deposit
• Interests in private funds
• Municipal securities
• Mutual fund shares
• ETF shares
• United States governmental securities
• Options contracts on securities Because some types of investments involve certain additional degrees of risk, they will only be implemented when consistent with the client's stated investment objectives/restrictions, tolerance for risk, liquidity and suitability. Accent Capital does not participate in any wrap fee programs. Assets under Management As of December 31, 2023, the following represents the amount of client assets under management by Accent Capital. Type of Account Assets Under Management Discretionary $271,990,152 Non-Discretionary $0 Total: $271,990,152

ACCENT CAPITAL MANAGEMENT, LLC

ACCENT CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

ACCENT CAPITAL MANAGEMENT, LLC ACCENT CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

ACCENT CAPITAL MANAGEMENT, LLC

ACCENT CAPITAL MANAGEMENT, LLC