9AT: MILESTONE INVESTMENTS, INC.

Adviser Profile

As of Date	02/04/2026
Registration	SEC, Approved, 04/04/2022
Other registrations (2)	North Carolina, Terminated, 04/11/2022 South Carolina, Terminated, 04/07/2022
ADV Location	CHARLOTTE, NC, United States
Contact Info	704 xxxxxxx
Websites

AUM^*	277,303,959 38%
of that, discretionary	0
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	2,009,449 33%
% High Net Worth	25.27% 35%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Commissions

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MWA FINANCIAL SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM640.0m	#Funds-
Adviser MUTUAL TRUST ASSET MGMT., INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM58.4m	#Funds-
Adviser COMMERCE BROKERAGE SERVICES, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM650.4m	#Funds-
Adviser BLACKTOWER FINANCIAL MANAGEMENT (US) LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM254.4m	#Funds-
Adviser ELE ADVISORY SERVICES, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM136.5m	#Funds-
Adviser INNOVATIVE WEALTH BUILDING LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM657.2m	#Funds-
Adviser KEY INVESTMENT SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.9b	#Funds-
Adviser GRADIENT WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM607.9m	#Funds-
Adviser NAVY FEDERAL INVESTMENT SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.1b	#Funds-
Adviser CAPITAL INVESTMENT MANAGEMENT, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM558.9m	#Funds-

Brochure Summary

Overview

Milestone Investments, Inc. (“Adviser”, we, us, our), located in Charlotte, North Carolina, is a corporation organized under the laws of the State of North Carolina. The Adviser has been in business since 1999 and is owned by Fredrick W. Fisher and Richard W. Addis, Jr. Milestone Investments, Inc. is registered as an investment adviser with the United States Securities and Exchange Commission. Adviser provides non-discretionary investment advisory services to sponsors of qualified retirement plans, individuals, endowments, and personal trusts. The advisory services will generally be limited to asset allocation, ETF/mutual fund/stock/bond/variable annuity performance, cost, style comparisons, and suitability analysis. With regard to qualified retirement plans, services provided by the Adviser under ERISA 3(21) are non-discretionary. Portfolio Management Services The investment accounts managed by our IARs may consist of mutual funds, exchange- traded funds (“ETFs”), individual stocks and bonds, Certificates of Deposits (“CDs”) and variable annuities. Your investment accounts and strategies are based upon your specific individual investment objectives, goals, and risk tolerances. Our IARs rely on you to notify them of any changes your objectives, goals, and risk tolerances, as well as any changes

in your personal circumstances (such as employment, marital status, financial condition, etc.). These changes may require changes in your investment account and the strategies employed. Our IARs will manage your account on a non-discretionary basis, meaning that your IAR must obtain your specific prior approval before a transaction can be affected for your investment account. You may impose reasonable restrictions upon the manner in which your IAR manages your investment account. For example, you may restrict the management of your account to certain types of investment products or investment strategies. Investment Consulting Services Our IARs may offer investment consulting services that are limited to the specific areas you identify. These services are not considered financial planning services because we will not perform a comprehensive analysis of your financial position and may not prepare a written report depending upon the specific one-time or infrequent advisory service that is requested. Assets Under Management As of December 31, 2022, and in its capacity as a Registered Investment Adviser, the firm managed approximately $170.8 million in client assets on a non-discretionary basis where our clients made the investment decisions based upon our recommendations.

MILESTONE INVESTMENTS, INC.

MILESTONE INVESTMENTS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

MILESTONE INVESTMENTS, INC. MILESTONE INVESTMENTS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

MILESTONE INVESTMENTS, INC.

MILESTONE INVESTMENTS, INC.