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Adviser Profile

As of Date 03/27/2024
Adviser Type - Large advisory firm
Number of Employees 7 -12.50%
of those in investment advisory functions 7 -12.50%
Registration SEC, Approved, 05/02/2022
Other registrations (1)
Former registrations

BATTLE INVESTMENT GROUP, LLC

AUM* 282,349,252 11.33%
of that, discretionary 282,349,252 11.33%
Private Fund GAV* 202,674,919 -20.09%
Avg Account Size 94,116,417 11.33%
SMA’s No
Private Funds 3
Contact Info (40 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
254M 217M 181M 145M 109M 72M 36M
2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count3 GAV$202,674,919

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Brochure Summary

Overview

Battle Group is an Atlanta-based private investment management firm sponsoring institutional-backed investment funds that seek to support the long-term expansion and success of enterprises and management teams operating in the North American defense, government, aerospace, telecommunications, and critical infrastructure sectors. Battle Group employs a unique operating model that allows it to maintain a long- term focus and commitment to its core operating principles of partnership, quality, and growth. The Firm strives to be “business builders” and the partner of choice for founders, management teams, and other investment firms seeking liquidity and a growth-oriented partner. The Firm was established in 2015, and the controlling member is David M. Battle, Jr. Battle Group provides discretionary investment advisory services to multiple private equity funds (collectively, the “Funds”) through which it is closely partnered with high-quality, long term-oriented institutional and individual limited partners (“LPs” or “Clients”). The Firm employs a proactive investment sourcing model that actively seeks situations in which its strategic involvement can materially contribute to and accelerate the organic and acquisitive growth and expansion of its business partnerships. The Firm seeks to leverage its deep industry experience and strategic partner network to create significant value for its portfolio investments. Attractive scenarios for the Firm include (i) family- or entrepreneur-owned businesses, (ii) employee- owned businesses or ESOPs, (iii) non-core assets or government contract vehicles owned by larger corporations, and (iv) enterprise formation with strategic partners. Target enterprises will most likely have between $5-100 million of annual revenue, and the Firm seeks to write equity checks of between $5-20 million, although the Firm has the financial capability to support larger transactions that meet its investment criteria via the use of opportunistic special purpose co-invest vehicles (such co-investment vehicles, “Co- Invest Funds”). Battle Group currently manages two blind pool committed capital funds: Battle Opportunities, LP (2016 vintage; “Fund I”) and Battle Opportunities II, LP (2021 vintage; “Fund II”). These private investment partnerships (and other Funds managed by the Firm) are open only to eligible investors and are comprised of institutions and families that the Firm trusts and respects. The General Partners of these Funds are Battle Opportunities GP, LLC and Battle Opportunities II GP, LLC, respectively. Both entities are Delaware
limited liability companies and are wholly owned and controlled by Battle Investment Group, LLC. References to Battle Group in this Firm Brochure include, as the context requires, any investments affiliates including the general partners of the Funds. And all references to Funds herein are intended to encompass the Co-Invest Funds except when indicated otherwise. In addition to its two primary Funds, Battle Group has also organized a Co-Invest Fund for the purpose of co-investing alongside a Fund I investment, Dynamic NC Investment Holdings, LP (“DNIH”). The Firm may use a similar co-investment strategy in the future to support investments in portfolio companies alongside investments made by the Funds. The General Partner of DNIH is Battle Opportunities GP, LLC. Battle Group tailors its advisory services to the specific investment objectives and restrictions of each Fund. Investors and prospective investors in the Funds should refer to the confidential private placement memorandum, limited partnership agreement, and other governing documents for each Fund (the “Governing Documents”) for more complete information on the investment objectives and investment restrictions with respect to a particular Fund. There is no assurance that any of the Funds’ investment objectives will be achieved. For the avoidance of doubt, the latest applicable Fund limited partnership agreement, as amended from time to time, is the primary governing document if there are any conflicts with other Governing Documents. The Funds are offered exclusively to accredited investors (as defined in Regulation D under the Securities Act of 1933, as amended) and/or qualified purchasers pursuant to Section 3(c)(1) and usually Section 3(c)(7) of the Investment Company Act of 1940 (as amended, the “Company Act”), and are therefore not required to register as investment companies under the Company Act in reliance upon certain exemptions available to private investment funds whose securities are not publicly offered. In accordance with common industry practice, one or more of the Funds general partners has, and may in the future, enter into “side letters” or similar agreements with certain investors pursuant to which the general partner grants the investor specific rights, benefits, or privileges that are not made available to investors generally. Battle Group manages all client assets on a discretionary basis in accordance with the terms and conditions of each Fund’s Governing Documents. As of December 31, 2023, the amount of assets Battle Group manages on a discretionary basis is $282,349,252.