9AT: BRICKTOWN CAPITAL, LLC

BRICKTOWN CAPITAL, LLC

other names

BRICKTOWN CAPITAL, LLC
BRICKTOWN CAPITAL LLC
PORTFOLIO MANAGEMENT

Adviser Profile

As of Date	03/24/2026
Registration	SEC, Approved, 05/05/2022
ADV Location	DETROIT, MI, United States
Contact Info	313 xxxxxxx
Websites

AUM^*	11,665,266,540 -3%
of that, discretionary	11,665,266,540 -3%
Private Fund GAV^*	0
Avg Account Size	138,872,221 22%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Number of Employees 33 6%

of those in investment advisory functions 33 6%

Client Types

- Charitable organizations
- Insurance companies

Advisory Activities

- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

12B 10B 9B 7B 5B 3B 2B

2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name DELOITTE & TOUCHE LLP	Filing Date11/25/2025	Form ADV-E View Report
Accounting Firm Name DELOITTE & TOUCHE LLP	Filing Date12/13/2024	Form ADV-E View Report
Accounting Firm Name DELOITTE & TOUCHE LLP	Filing Date09/22/2023	Form ADV-E View Report

Brochure Summary

Overview

Bricktown Capital, LLC (“Bricktown”) was established December 17, 2021 as a subsidiary of Blue Cross Blue Shield of Michigan (“BCBSM”) and began operating July 2022 BCBSM was incorporated on September 6, 2013 and commenced business on January 1, 2014. Bricktown is a domestic advisory services firm that provides comprehensive asset management services including credit portfolio management, asset allocation solutions, derivatives solutions and management, and other strategic and tactical portfolio management services to its parent entity, subsidiaries and selected joint ventures majority owned by BCBSM. Bricktown utilizes external managers for expertise in certain asset classes. When we use the terms, “we” and “our” in this brochure, we are referring to Bricktown Capital, LLC and the internal groups that support Bricktown. Affiliated Accounts Bricktown manages accounts on behalf of Bricktown’s affiliates as well as unaffiliated accounts. We have an incentive to favor accounts of affiliates or our parent over others, creating a conflict of interest. This is mitigated by managing our investment allocations and monitoring to ensure that we manage all client accounts fairly and equitably. Securities of the Same Class Bricktown sometimes buys or sells or directs or recommends that a client buy or sell, securities of the same kind or class that are

purchased or sold for another client, at prices that are different. Although such pricing differences could appear as preferences for one client over another, our trade execution in each case is driven by our consideration of a variety of factors consistent with Bricktown’s duty to seek best execution. There are times when Bricktown executes trades of securities of the same kind or class in one direction for an account and in the opposite direction for another account, or we may determine not to trade such securities in one or more accounts while trading for others. While such trades (or a decision not to trade) could appear inconsistent for one client versus another, these decisions generally result from differences in investment strategy, portfolio composition or client direction. How we Address these Conflicts of Interest Bricktown addresses potential conflicts of interest through disclosure and has designed policies to mitigate conflicts as a result of our investments on behalf of our clients. Each quarter Bricktown’s Investment Committee meets to review the investment performance of each client account for any discrepancies. In addition, Bricktown has a Conflicts Committee that will address any real or potential conflicts of interest. As of December 31, 2023, Bricktown had a total of $9,949,828,000 in regulatory assets under management.