9AT: IRONWOOD CAPITAL ADVISORS LLC

other names

IRONWOOD CAPITAL ADVISORS LLC

Adviser Profile

As of Date	03/27/2025
ADV Location	AVON, CT, United States
Adviser Type - Large advisory firm
Number of Employees	18 -10%
of those in investment advisory functions	18
Registration	SEC, Approved, 06/08/2022

AUM^*	902,991,467 17%
of that, discretionary	902,991,467 17%
Private Fund GAV^*	902,991,467 3%
Avg Account Size	90,299,147 -41%
SMA’s	No
Private Funds	10 5
Contact Info	860 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count9	GAV$902,991,467
Fund TypeOther Private Fund	Count1	GAV$

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser RIVER ASSOCIATES INVESTMENTS (TN), LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM800.5m	#Funds-
Adviser GODWIN CAPITAL GROUP, LLC	Hedge Fund50.5m	Liquidity Fund-	Private Equity Fund94.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund40.2m	Total Private Fund GAV185.3m	AUM1.1b	#Funds18
Adviser DOMINUS CAPITAL MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.0b	AUM1.0b	#Funds6
Adviser ALTERNA CAPITAL PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund325.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV325.1m	AUM363.3m	#Funds4
Adviser HIDDEN HARBOR CAPITAL MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.9b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.9b	AUM2.1b	#Funds11
Adviser PFINGSTEN PARTNERS, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund838.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV838.2m	AUM838.2m	#Funds4
Adviser GEC ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.0b	AUM1.0b	#Funds9
Adviser ELLSWORTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund28.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV28.5m	AUM1.2b	#Funds8
Adviser HARREN EQUITY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund618.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV618.3m	AUM349.4m	#Funds2
Adviser BAIRD CAPITAL MANAGEMENT COMPANY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.8b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund225.0m	Other Fund-	Total Private Fund GAV2.2b	AUM739.6m	#Funds12

Brochure Summary

Overview

This Brochure does not constitute an offer to sell or solicitation of an offer to buy any securities. Persons reviewing this Brochure should not construe this as an offer to sell or solicitation of an offer to buy the securities of any of the Funds described herein. Any such offer or solicitation will be made only by means of a confidential private placement memorandum. Ironwood Capital Advisors LLC (“ICA”), a Delaware limited liability company, is 100% owned by Ironwood Capital Holdings LLC (“Ironwood”). Ironwood is wholly owned by six partners, Marc A. Reich, Carolyn C. Galeite, James R. Barra, Alexander Levental, Zachary R. Luce, and Paul F. Witinski (the “Partners”). All six Partners have significant private mezzanine debt fund management expertise, and each has more than ten years of experience in financial

services and investment management. ICA is governed by Ironwood’s written policies and procedures and Code of Ethics and shares the same Chief Compliance Officer and office space. ICA provides investment advice to privately offered investment vehicles (the “Funds”) whose strategies seek a diversified portfolio of private investments made directly in later stage, cash generating, lower middle market companies. These include companies in environmental services, aerospace & defense, business services, precision manufacturing, and transportation & logistics across the U.S. ICA underwrites and presents investment opportunities to the Funds’ respective investment committees, the members of which are related persons to ICA. As of December 31, 2023, discretionary assets under management are $880,414,196.

IRONWOOD CAPITAL ADVISORS LLC

Adviser Profile

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Compensation Arrangments

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Brochure Summary

Overview