9AT: PRIME QUADRANT

Adviser Profile

As of Date	03/23/2026
Registration	SEC, Approved, 08/22/2022
ADV Location	TORONTO, Canada
Contact Info	212 xxxxxxx
Websites

AUM^*	849,302,427 139%
of that, discretionary	0
Number of Employees	4
of those in investment advisory functions	3 -25%
Private Fund GAV^*	0
Avg Account Size	44,700,128 278%
% High Net Worth	100.00%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser EAMES FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM179.5m	#Funds-
Adviser STW ASSOCIATES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM152.8m	#Funds-
Adviser HW CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM321.0m	#Funds-
Adviser DHODY INVESTMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund367.7m	Other Fund143.6m	Total Private Fund GAV879.0m	AUM341.4m	#Funds9
Adviser WILHELM FINANCIAL SERVICES, PLLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM171.3m	#Funds-
Adviser G.P. LEACH SECURITIES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM345.0k	#Funds-
Adviser WEST ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM636.7m	#Funds-
Adviser DOYENNE WEALTH ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser PRIVATE WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM832.5m	#Funds-
Adviser FAIRWAY WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.0b	#Funds-

Brochure Summary

Overview

Prime Quadrant US, LLC operates as a nondiscretionary manager-of-managers for High Net Worth and Ultra High Net Worth families and individuals, constructing and monitoring portfolios comprising a variety of asset classes. Each analysis is tailored to the needs of the specific client, as is the resulting portfolio. Clients are charged flat-dollar fees. PQ acquired the advisory business of Beekman Wealth Advisory, LLC which was established in 2003. Focus Financial Partners, LLC PQ is part of the Focus Financial Partners, LLC (“Focus LLC”) partnership. Specifically, PQ is a wholly-owned indirect subsidiary of Focus LLC. Ferdinand FFP Acquisition, LLC is the sole managing member of Focus LLC. Ultimate governance of Focus LLC is conducted through the board of directors at Ferdinand FFP Ultimate Holdings, LP. Focus LLC is majority-owned, indirectly and collectively, by investment vehicles affiliated with Clayton, Dubilier & Rice, LLC (“CD&R”). Investment vehicles affiliated with Stone Point Capital LLC (“Stone Point”) are indirect owners of Focus LLC. Because PQ is an indirect, wholly-owned subsidiary of Focus LLC, CD&R and Stone Point investment vehicles are indirect owners of PQ. Focus LLC also owns other registered investment advisers, broker-dealers, pension consultants, insurance firms, business

managers and other firms (the “Focus Partners”), most of which provide wealth management, benefit consulting and investment consulting services to individuals, families, employers, and institutions. Some Focus Partners also manage or advise limited partnerships, private funds, or investment companies as disclosed on their respective Form ADVs. PQ is managed pursuant to a management agreement between PQ Management Inc., as the general partner for PQ Management Limited Partnership; Prime Quadrant US; Prime Quadrant Corp.; Focus Financial Partners, LLC; and Yevgeniy (Mo) Lidsky, Andrew Doman, Jeremy Rosmarin, Jamie Spinner, Mark Roth, and Terry Vaughan (“Prime Quadrant US Principals”). The PQ Principals are the owners of PQ Management, Inc. They serve as leaders and officers of PQ and are responsible for the management, supervision, and oversight of PQ . We offer clients the option of obtaining certain financial solutions from unaffiliated third-party financial institutions through UPTIQ Treasury & Credit Solutions, LLC (together with UPTIQ, Inc. and its affiliates, “UPTIQ”). Please see Items 5 and 10 for a fuller discussion of these services and other important information. As of March 31, 2023, PQ had $354,940,7832 in assets under management on a non-discretionary basis.

PRIME QUADRANT

PRIME QUADRANT

PRIME QUADRANT US, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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PRIME QUADRANT PRIME QUADRANT PRIME QUADRANT US, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

PRIME QUADRANT

PRIME QUADRANT

PRIME QUADRANT US, LLC