9AT: REDWOOD GROVE WEALTH MANAGEMENT

Adviser Profile

As of Date	03/16/2026
Registration	SEC, Approved, 07/11/2022
Other registrations (1)	California, Terminated, 08/28/2022
ADV Location	SAN RAFAEL, CA, United States
Contact Info	415 xxxxxxx
Websites

AUM^*	151,319,342 23%
of that, discretionary	151,319,342 23%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	571,016 18%
% High Net Worth	65.33% 8%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LYON CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM94.8m	#Funds-
Adviser TYNER CAPITAL MANAGEMENT INVESTMENT COUNSEL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM277.3m	#Funds-
Adviser FORTIFY WEALTH, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM115.0m	#Funds-
Adviser PEKIN HARDY STRAUSS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.6b	#Funds-
Adviser THE WEALTH ALLIANCE, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.1b	#Funds-
Adviser CULTIVAR CAPITAL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM375.1m	#Funds-
Adviser SHEPHERD FINANCIAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser SPECTRUM ASSET MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM657.3m	#Funds-
Adviser VENTURE VISIONARY PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.2b	#Funds-
Adviser EMPIRICAL ASSET MANAGEMENT, LLC	Hedge Fund444.7k	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV444.7k	AUM560.0m	#Funds1

Brochure Summary

Overview

Asset Management and Financial Planning Services Redwood Grove Wealth Management LLC was founded in 2009 and is majority owned by Tanya K. Steinhofer. RGWM offers two types of services – asset management and comprehensive financial planning. RGWM is not affiliated with any other financial services firm and does not accept commissions, rebates, or referral fees as compensation for its services. RGWM is compensated solely from fees paid by clients. RGWM manages $122,593,726 as of December 31, 2023 all on a discretionary basis. RGWM provides fee-based investment advisory services (“Asset Management Services”). RGWM manages investment portfolios on a discretionary basis consistent with clients’ investment objectives and guidelines. Investment advice tends to focus on passive index mutual funds and exchange-traded funds (ETFs) whenever possible. The core principles of RGWM's investment philosophy are diversification, market efficiency, long- term strategic allocations, and tax-efficient, low-cost investing. RGWM may occasionally use its discretion to choose third-party investment

advisers (sometimes referred to as “sub-advisers”) to manage all or a portion of the client's assets. Sub-advisers exercise the same degree of discretion as afforded to RGWM by the client. Financial planning services provided to clients are dependent upon the client's unique goals and circumstances and may include retirement planning, tax planning, investment planning, education funding, risk management, estate planning, charitable giving, and employee benefit planning including stock options and deferred compensation plans. Financial planning-only clients are under no obligation to act upon the recommendations provided or effect any transactions through RGWM. Financial planning is an ongoing process that should continue over a lifetime. Planning services for previously unaddressed topics or planning requiring extraordinary research or analysis may involve additional costs, which will be negotiated and agreed upon prior to the start of any such work. RGWM does not prepare tax returns of any kind, nor does it draft any legal documents including wills and trusts.

REDWOOD GROVE WEALTH MANAGEMENT

REDWOOD GROVE WEALTH MANAGEMENT

STEINHOFER, TANYA KOREEN

REDWOOD GROVE WEALTH MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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REDWOOD GROVE WEALTH MANAGEMENT REDWOOD GROVE WEALTH MANAGEMENT STEINHOFER, TANYA KOREEN REDWOOD GROVE WEALTH MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

REDWOOD GROVE WEALTH MANAGEMENT

REDWOOD GROVE WEALTH MANAGEMENT

STEINHOFER, TANYA KOREEN

REDWOOD GROVE WEALTH MANAGEMENT LLC