9AT: AYRTON CAPITAL LLC

other names

AYRTON CAPITAL LLC

Adviser Profile

As of Date	03/27/2025
Registration	SEC, Approved, 07/29/2022
Other registrations (1)	SEC, ERA - Withdrawn, 06/29/2022
Former registrations	AYRTON CAPITAL LLC
ADV Location	WESTPORT, CT, United States
Contact Info	646 xxxxxxx
Websites

AUM^*	264,747,451 -11%
of that, discretionary	264,747,451 15%
Private Fund GAV^*	264,747,451
Avg Account Size	88,249,150 92%
SMA’s	No
Private Funds	3

Adviser Type

- Large advisory firm

Number of Employees 9 80%

of those in investment advisory functions 6 20%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$264,747,451

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TRILINC GLOBAL ADVISORS, LLC	Hedge Fund196.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV196.9m	AUM207.7m	#Funds7
Adviser SETIA PARTNERS LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM280.0m	#Funds-
Adviser ANQUA MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM211.3m	#Funds-
Adviser VERGENT ASSET MANAGEMENT	Hedge Fund52.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV52.4m	AUM1.2b	#Funds2
Adviser SENDER COMPANY & PARTNERS, INC.	Hedge Fund131.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV131.9m	AUM216.3m	#Funds1
Adviser GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP	Hedge Fund349.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV349.3m	AUM349.3m	#Funds5
Adviser OPUS INVESTMENT MANAGEMENT LLC	Hedge Fund291.8m	Liquidity Fund-	Private Equity Fund22.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV314.5m	AUM314.5m	#Funds23
Adviser EASTBAY CAPITAL	Hedge Fund222.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV222.0m	AUM377.0m	#Funds3
Adviser CARAVELA ENERGY PARTNERS LP	Hedge Fund281.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV281.7m	AUM516.6m	#Funds8
Adviser BRB FINANZ USA	Hedge Fund203.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV203.4m	AUM261.0m	#Funds1

Brochure Summary

Overview

Ayrton Capital LLC (“Ayrton,” the “Adviser” or the “Management Company”), is an investment advisory firm with its principal place of business in Westport, Connecticut. The Adviser was founded and commenced operations as an investment adviser in September of 2016. Waqas Khatri is the managing member (the “Managing Member”) and owner of the Adviser. The Adviser provides investment advisory services to its clients, which are private pooled investment vehicles. Specifically, the Adviser’s Clients are Alto Opportunity Fund, L.P. (the “U.S. Fund”) and Alto Opportunity Fund, SPC (the “Offshore Fund”), each of which is a “feeder” fund which invests all or substantially all of its assets through a common master fund, Alto Opportunity Master Fund, SPC (the “Master Fund”), which is also managed by the Adviser (each a “Client” or “Fund,” and collectively, the “Clients” or the “Funds”). The Adviser generally has broad and flexible investment authority with respect to the Clients’ investment portfolios. It provides investment advisory services to the Clients based on each Client’s specific investment objective and strategy as described in the respective

Client’s private placement memorandum, limited partnership agreement, management agreement, and/or subscription agreement (individually and collectively, the “Offering Documents”). The Adviser does not tailor its advisory services to the individual needs of investors in the Funds. As of December 31, 2023, Ayrton has approximately $296,931,597 in regulatory assets under management on a discretionary basis. The Adviser does not participate in wrap fee programs. This Brochure does not constitute an offer to sell or solicitation of an offer to buy any securities. The securities of the Clients are offered and sold on a private placement basis under exemptions promulgated under the Securities Act of 1933, as amended, (the “Securities Act”), and other exemptions of similar import under the U.S. state laws and laws of other jurisdictions where an offering may be made. Fund investors based in the United States generally must be both “accredited investors” as defined in Regulation D, and “qualified clients,” as defined in the Investment Advisers Act of 1940, as amended, (the “Advisers Act), or otherwise qualified.

AYRTON CAPITAL LLC

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