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Adviser Profile

As of Date 04/01/2025
Adviser Type - Large advisory firm
Number of Employees 2 100.00%
of those in investment advisory functions 1
Registration North Carolina, Terminated, 03/23/2023
Other registrations (2)
AUM* 105,704,731 11.01%
of that, discretionary 104,248,545 10.16%
Private Fund GAV* 46,470,042 25.12%
Avg Account Size 919,172 -16.98%
% High Net Worth 64.94% 1.53%
SMA’s No
Private Funds 2
Contact Info 919 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Performance-based fees

Reported AUM

103M 88M 73M 59M 44M 29M 15M
2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$46,470,042

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Brochure Summary