9AT: SHIMA CAPITAL MANAGEMENT LLC

other names

SHIMA CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	03/28/2025
ADV Location	SAN JUAN, PR, United States
Adviser Type - Large advisory firm
Number of Employees	11 -8%
of those in investment advisory functions	6
Registration	SEC, Approved, 09/27/2022

AUM^*	164,638,011 -28%
of that, discretionary	164,638,011 -28%
Private Fund GAV^*	167,753,011 -15%
Avg Account Size	54,879,337 -28%
SMA’s	No
Private Funds	14 2
Contact Info	310 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeVenture Capital Fund	Count11	GAV$164,638,011
Fund TypeOther Private Fund	Count3	GAV$3,115,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser OSPRAIE MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund806.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund140.8m	Other Fund21.8m	Total Private Fund GAV1.1b	AUM1.3b	#Funds5
Adviser NORLAND CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund288.4m	Other Fund-	Total Private Fund GAV576.9m	AUM288.4m	#Funds9
Adviser OT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund257.9m	Other Fund85.8m	Total Private Fund GAV601.6m	AUM211.2m	#Funds68
Adviser SEARCH FUND ACCELERATOR, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund10.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund265.2m	Other Fund-	Total Private Fund GAV540.8m	AUM275.6m	#Funds8
Adviser ARCHER CAPITAL GROUP MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund262.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund363.1m	Other Fund-	Total Private Fund GAV988.2m	AUM285.6m	#Funds11
Adviser COTTONWOOD WEALTH STRATEGIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund28.1m	Other Fund-	Total Private Fund GAV56.2m	AUM306.3m	#Funds3
Adviser FULL IN PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund299.6m	Other Fund-	Total Private Fund GAV599.2m	AUM299.6m	#Funds9
Adviser NEXT WORLD CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund212.4m	Other Fund-	Total Private Fund GAV424.8m	AUM212.4m	#Funds2
Adviser ALLOCATE MANAGEMENT COMPANY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund54.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.7b	Other Fund805.0k	Total Private Fund GAV3.4b	AUM2.1b	#Funds130
Adviser LEVEL ONE FUND	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund180.0m	Other Fund-	Total Private Fund GAV360.0m	AUM180.0m	#Funds2

Brochure Summary

Overview

Shima Capital Management LLC (“Shima Capital” or the “Firm”), founded in December 2021, is a Puerto Rico limited liability company with its principal place of business in Puerto Rico. The principal beneficial owner of Shima Capital, indirectly and directly, is Mr. Yida Gao. Shima Capital is an investment management firm that provides advisory services on a discretionary basis to several privately offered pooled investment vehicles (each, a “Fund” and collectively, the “Funds”). The Funds are collectively referred to herein as each, a “Client” and collectively, the “Clients.” Investments in the Clients are generally offered only to high net-worth individuals and institutional investors that meet the applicable investor suitability requirements (each, an “Investor” and collectively, the “Investors”). Shima Capital provides investment advisory services to the Fund’s portfolio based on the particular investment objectives and strategies described in the Fund’s confidential offering memorandum, limited liability company agreement and other governing

documents (referred to collectively as “Offering Documents”). Current focus of the Funds are investments into portfolio companies, crypto tokens, cryptocurrencies, and other digital assets. While Shima Capital intends to achieve returns for its investors in the Funds by constructing a diversified portfolio of cryptographic tokens and digital assets, the Firm may engage in any investment strategy and make any investment, including any not described in the Offering Documents, that the Firm considers appropriate to pursue the Fund’s investment objective. Shima Capital’s investment management and advisory services to the Funds are provided pursuant to the terms of the Offering Documents, and investors in the Funds cannot obtain services tailored to their individual specific needs. Shima Capital does not participate in a wrap fee program. 5 As of December 31, 2023, Shima Capital managed approximately $158,640,009 in client assets on a discretionary basis. Shima Capital does not manage any client’s assets on a non-discretionary basis.

SHIMA CAPITAL MANAGEMENT LLC

Adviser Profile

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