9AT: GROUNDED CAPITAL, LLC

other names

GROUNDED CAPITAL, LLC
GROUNDED CAPITAL LLC

Adviser Profile

As of Date	03/28/2025
Registration	SEC, Approved, 10/20/2022
ADV Location	SAN FRANCISCO, CA, United States
Contact Info	415 xxxxxxx
Websites

AUM^*	1,589,046,742
of that, discretionary	48,134,938 82%
Private Fund GAV^*	48,134,938
Avg Account Size	397,261,686 -4%
% High Net Worth	< 0.01% -100%
SMA’s	No
Private Funds	3 1

Adviser Type

- Large advisory firm

Number of Employees 23 77%

of those in investment advisory functions 11 22%

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count3	GAV$48,134,938

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser JUNIPER CAPITAL ADVISORS, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund765.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV765.1m	AUM719.1m	#Funds9
Adviser GEMSPRING CAPITAL MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund5.7b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund50.0m	Total Private Fund GAV5.8b	AUM3.7b	#Funds16
Adviser LIGHTBAY CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.2b	AUM2.2b	#Funds8
Adviser GARNETT STATION PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.8b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.8b	AUM3.4b	#Funds39
Adviser SUNSTONE PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM2.0b	#Funds8
Adviser CROSSPOINT CAPITAL PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund6.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund819.4m	Other Fund-	Total Private Fund GAV7.7b	AUM6.9b	#Funds16
Adviser PERCHERON CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.1b	AUM3.6b	#Funds18
Adviser DEXTRA PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund4.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.1b	AUM4.1b	#Funds15
Adviser FOX INVESTMENTS MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser POPULAR SECURITIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.3b	#Funds-

Brochure Summary

Overview

Grounded Capital, LLC (hereinafter “Grounded Capital”, “we”, “us”, “our” or the “Firm”) is organized as a Delaware limited liability company with a principal place of business in San Francisco, California. Grounded Capital provides investment management services to accredited investors ( “Investors” or “Limited Partners”) through its private pooled investment vehicles: (i) Grounded Botanical Holdings, LP, a Delaware limited partnership (the “Master Fund”) and (ii) Grounded Botanical Investors, LP, a Delaware limited partnership (the “Onshore Fund”) (each a “Fund” and collectively, the “Funds”). Grounded Capital’s investment decisions and advice with respect to the Funds are subject to each Fund’s investment objectives and guidelines, as set forth in its respective “Offering

Documents”. The Firm may enter into “side letters” or similar agreements with certain Investors that may waive or modify the application of, or grant special or more favorable rights with respect to the Offering Documents to the extent permitted by applicable law. Grounded Capital also provides investment advisory services, including developing investment strategies, sourcing investment opportunities, managing and reporting on existing investments, and advising on asset allocation and portfolio construction to one or more Separately Managed Account clients (“SMA Clients”). The Funds, Investors and SMA Clients are collectively referred to herein as “Clients”. As of December 31, 2023, Grounded Capital has regulatory assets under management of $1,917,409,765.

GROUNDED CAPITAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

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Private Funds Structure

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Brochure Summary

Overview