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Adviser Profile

As of Date 04/12/2024
Adviser Type - Large advisory firm
Number of Employees 5 66.67%
of those in investment advisory functions 2
Registration SEC, 120-Day Approval, 1/13/2023
Other registrations (1)
AUM* 330,546,092 100.00%
of that, discretionary 330,546,092 100.00%
Private Fund GAV* 330,546,092 27.11%
Avg Account Size 330,546,092
SMA’s No
Private Funds 1
Contact Info 214 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
1 1 1 1
2022

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$330,546,092

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Brochure Summary

Overview

FIRM DESCRIPTION Slotnik Capital, LLC, founded in 2022, is a Delaware limited liability company and an investment advisor based in Dallas, Texas. Slotnik provides investment management services to private pooled investment vehicle Slotnik Merger Arbitrage, LP (the “Fund” or “Client”), a Delaware limited partnership. Interests in the Fund are offered to eligible investors on a private placement basis. We have full discretionary authority with respect to the investment decisions of the Fund. Our investment advisory services are provided in accordance with the investment objectives and guidelines set forth in the Fund’s offering and governing documents. The information set forth in this brochure is qualified in its entirety by the Fund’s offering and governing documents. Sophzac, LLC, a Delaware limited liability company (the “General Partner”), is the general partner of the Fund. The General Partner is an affiliate of the Firm’s and a Relying Adviser (the “Relying Adviser”). Slotnik and the Relying Adviser have together filed a single Form ADV, are subject to a unified compliance program administered by a single Chief Compliance Officer and hold themselves out to current and potential investors as conducting a single advisory business. References in this Brochure to Slotnik shall include the Relying Adviser, as appropriate. PRINCIPAL OWNERS The Firm is wholly owned and controlled by Charles B. Slotnik (the “Principal”). The Principal is additionally the sole member and sole manager of the General Partner. TYPES OF ADVISORY SERVICES Slotnik serves as investment manager to the Fund, primarily with respect to investments in publicly traded global equity and equity-related securities and opportunistic investments in debt securities. The Fund is currently the Firm’s only advisory client. Slotnik is responsible
for investing and re- investing the capital of the Fund in accordance with the investment objectives, policies, and guidelines set forth in the Fund’s offering and governing documents. See “Item 8: Methods of Analysis, Investment Strategies and Risk of Loss.” INVESTMENT RESTRICTIONS We generally provide investment advice to the Fund in accordance with the investment objectives, policies, and guidelines set forth in the Fund’s offering and governing documents, and not in accordance with the individual needs or objectives of any particular investor in the Fund. Investors generally are not permitted to impose restrictions on investments in certain securities or types of securities or limitations on the management of the Fund. At its discretion, the Fund may enter into agreements (“Side Letters”), with certain prospective or existing investors, including with an Initial Strategic Investor, as described further below in Item 5, whereby such investors may be subject to terms and conditions that are more advantageous than those in the Fund’s offering and governing documents. For example, such terms and conditions may include reduced fees. Slotnik Capital, LLC 6 Interests in the Fund are privately offered only to eligible investors pursuant to exemptions under the Securities Act of 1933, as amended (the “Securities Act”), and the regulations promulgated thereunder. The Fund is not and will not be registered with the Securities and Exchange Commission (the “SEC”) as an investment company based on a specific exclusion from the definition of investment company under the Investment Company Act of 1940, as amended (the “Company Act”). ASSETS UNDER MANAGEMENT As of December 31, 2023, the firm has approximately $331 million in regulatory assets under management. All assets are managed on a discretionary basis. Slotnik Capital, LLC 7