9AT: OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLC

other names

OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLC
CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA) INC.

Adviser Profile

As of Date	05/29/2025
ADV Location	HOUSTON, TX, United States
Adviser Type - Large advisory firm
Number of Employees	39 -26%
of those in investment advisory functions	26 -10%
Registration	SEC, Approved, 03/24/2023
Other registrations (1)	SEC, 120-Day Approval, 03/24/2023

AUM^*	469,866,406 34%
of that, discretionary	469,866,406 34%
Private Fund GAV^*	51,640,979 4566%
Avg Account Size	156,622,135 34%
SMA’s	No
Private Funds	4 1
Contact Info	1-4 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count4	GAV$51,640,979

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ENDICOTT CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund325.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV325.8m	AUM476.2m	#Funds4
Adviser THE PHOENIX FUND ADVISOR LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund604.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV604.0m	AUM596.4m	#Funds1
Adviser EMBER INFRASTRUCTURE	Hedge Fund-	Liquidity Fund-	Private Equity Fund790.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV790.2m	AUM1.2b	#Funds9
Adviser SONOMA BRANDS CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund301.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV301.8m	AUM361.9m	#Funds8
Adviser AVALAN, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund800.0k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV800.0k	AUM488.9m	#Funds1
Adviser MEP CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund782.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV782.6m	AUM423.9m	#Funds19
Adviser STELLA POINT CAPITAL, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund288.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV288.9m	AUM288.9m	#Funds12
Adviser CCC ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund625.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV625.2m	AUM625.2m	#Funds14
Adviser CALVERT STREET CAPITAL PARTNERS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund421.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV421.0m	AUM421.0m	#Funds22
Adviser NEW CHINA CAPITAL MANAGEMENT CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund229.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV229.3m	AUM268.0m	#Funds4

Brochure Summary

Overview

OCIMCO, established on July 5, 2022, is a Delaware limited liability company with its principal place of business in Houston, Texas. OCIMCO serves as an investment manager and provides investment advisory or portfolio management services on a discretionary basis to privately offered pooled investment vehicles (each, a “Fund”, or, collectively, the “Funds”). The Funds are exempt from registration as investment companies under the Investment Company Act of 1940, as amended (the “Investment Company Act”), in reliance upon one or more exclusions or exemptions thereunder. The Funds are typically structured as limited partnerships and each has a general partner (or similar persons or entities, each, a “General Partner” or collectively, the “General Partners”). Each General Partner is an affiliate of OCIMCO. Both OCIMCO and the General Partners are wholly owned by OGCI Climate Investments (USA) Inc. (“US Subsidiary”). The US Subsidiary is wholly owned by OGCI Climate Investments, LLP (“UK Parent”), a United Kingdom limited partnership. The US Subsidiary provides all staffing to OCIMCO through a services agreement between the two firms. OCIMCO provides investment advisory services or portfolio management services to the Funds based on the particular investment

objectives and strategies described in the relevant Fund’s confidential private offering memorandum (“PPM”), limited partnership agreement (“LPA”) among the relevant General Partner and the relevant Fund’s limited partners (“Limited Partners”) and other governing documents (referred to collectively as “Offering Documents”).1 The Funds’ investment objective is to deliver attractive risk-adjusted financial returns through investments in late-venture to early-growth companies which seek to deliver greenhouse gas (“GHG”) emissions reductions from methane and carbon dioxide, or via carbon capture, utilization, and storage, primarily in North America and western Europe. OCIMCO’s investment management and advisory services or portfolio management services to the Funds are provided pursuant to the terms of the Offering Documents and investors in the Funds cannot obtain services tailored to their individual specific needs. OCIMCO does not participate in a wrap fee program. 1 Capitalized terms used herein and not defined have the meanings assigned to them in the Offering Documents. As of December 31, 2023, OCIMCO manages approximately USD $396,000,000 in client assets on a discretionary basis. OCIMCO does not manage any client’s assets on a non-discretionary basis.

OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLC

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