Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 03/31/2023
ADV Location DALLAS, TX, United States
Contact Info 972 xxxxxxx
AUM* 406,938,000 29%
of that, discretionary 406,938,000 29%
Number of Employees 4
of those in investment advisory functions 3 200%
Private Fund GAV* 0
Avg Account Size 2,527,565 -45%
% High Net Worth 100.00%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

407M 349M 291M 233M 174M 116M 58M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name CHERRY BEKAERT LLP Filing Date10/28/2025 Form ADV-E View Report
Accounting Firm Name CHERRY BEKAERT LLP Filing Date10/28/2024 Form ADV-E View Report

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Brochure Summary