9AT: DUNNAVAN & CO.

Adviser Profile

As of Date	03/05/2026
Registration	SEC, Approved, 06/01/1979
ADV Location	MINNEAPOLIS, MN, United States
Contact Info	(61 xxxxxxx
Websites

AUM^*	392,678,403 2%
of that, discretionary	392,678,403 2%
Number of Employees	6 -14%
of those in investment advisory functions	4 -20%
Private Fund GAV^*	0
Avg Account Size	1,699,907 17%
% High Net Worth	31.60% 11%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TURNSTONE FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM169.8m	#Funds-
Adviser MENCH FINANCIAL INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM130.6m	#Funds-
Adviser FORUM FINANCIAL MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.7b	#Funds-
Adviser KOLINSKY WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM493.8m	#Funds-
Adviser RESOURCE 1, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM132.7m	#Funds-
Adviser BLVD PRIVATE WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM220.4m	#Funds-
Adviser ALLIED INVESTMENT ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser GARLIKOV ADVISORS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM207.6m	#Funds-
Adviser PEGASUS ASSET MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM553.6m	#Funds-
Adviser EAGLE CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM455.2m	#Funds-

Brochure Summary

Overview

A. Description of the Advisory Firm This firm has been in business since June 1, 1979 and the principal owner is Christopher Richardson Dougall. B. Types of Advisory Services C. C. Dunnavan & Co., Inc. (hereinafter “CCD”) offers the following services to advisory clients: Investment Supervisory Services CCD offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. CCD creates a Portfolio Guidelines Page for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels) to aid in the selection of a portfolio that matches the client’s specific situation. Investment Supervisory Services include, but are not limited to, the following: • Investment strategy • Personal investment policy • Asset allocation • Asset selection • Risk tolerance • Regular portfolio monitoring CCD evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. CCD will request discretionary authority from clients in order to select securities and execute transactions without permission from the client prior to each transaction. Risk tolerance levels are documented in Portfolio Guidelines Page, which is completed and signed by

each client. Services Limited to Specific Types of Investments CCD limits its money management to mutual funds, equities, bonds, fixed income, debt securities, REITs, private placements, and government securities. CCD may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions CCD offers the same suite of services to all of its clients. However, specific client financial plans and their implementation are dependent upon the client Portfolio Guidelines Page, which outlines each client’s current situation and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent CCD from properly servicing the client account, or if the restrictions would require CCD to deviate from its standard suite of services, CCD reserves the right to end the relationship. D. Wrap Fee Programs CCD does not participate in any wrap fee programs. E. Amounts Under Management CCD has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $383,808,388 $0.00 12/31/2023

DUNNAVAN & CO.

DUNNAVAN & CO.

C. C. DUNNAVAN & CO., INC.

DUNNAVAN C C & CO INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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DUNNAVAN & CO. DUNNAVAN & CO. C. C. DUNNAVAN & CO., INC. DUNNAVAN C C & CO INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

DUNNAVAN & CO.

DUNNAVAN & CO.

C. C. DUNNAVAN & CO., INC.

DUNNAVAN C C & CO INC