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Adviser Profile

As of Date 07/12/2024
Adviser Type - Large advisory firm
Number of Employees 7
of those in investment advisory functions 6
Registration SEC, Approved, 03/04/1980
AUM* 1,062,751,142 15.33%
of that, discretionary 1,062,751,142 15.33%
Private Fund GAV* 21,483,748 1.71%
Avg Account Size 2,872,300 13.46%
% High Net Worth 75.69% -3.28%
SMA’s Yes
Private Funds 2
Contact Info 314 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

Discretionary
Non-discretionary
1B 940M 783M 627M 470M 313M 157M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count2 GAV$21,483,748

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