Adviser Profile

As of Date 02/17/2026
Registration SEC, Approved, 03/11/1983
ADV Location WILLIAMSVILLE, NY, United States
Contact Info 716 xxxxxxx
Websites
AUM* 558,900,541 19%
of that, discretionary 558,900,541 19%
Number of Employees 8
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 840,452 14%
% High Net Worth 58.67% 15%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

559M 479M 399M 319M 240M 160M 80M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name LUMSDEN MCCORMICK CPA Filing Date01/19/2026 Form ADV-E View Report
Accounting Firm Name LUMSDEN MCCORMICK CPA Filing Date01/14/2025 Form ADV-E View Report
Accounting Firm Name LUMSDEN & MCCORMICK, LLP Filing Date06/28/2023 Form ADV-E View Report

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Top Holdings

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Stck Ticker922908769 Stock NameVTI $ Position$27,135 % Position7.00% $ Change-4.00% # Change0.00%
Stck Ticker33740F656 Stock NameYDEC $ Position$21,101 % Position6.00% $ Change61962.00% # Change60091.00%
Stck Ticker922908363 Stock NameVOO $ Position$17,482 % Position5.00% $ Change-11.00% # Change-6.00%
Stck Ticker921909768 Stock NameVXUS $ Position$16,474 % Position5.00% $ Change4.00% # Change2.00%
Stck Ticker808524102 Stock NameSCHB $ Position$13,656 % Position4.00% $ Change-7.00% # Change-3.00%
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Brochure Summary