9AT: CAPITAL INVESTMENT COUNSEL INC

Adviser Profile

As of Date	04/29/2026
Registration	SEC, Approved, 03/20/1984
Other registrations (2)	North Carolina, Terminated, 08/30/2004 Virginia, Terminated, 03/26/2003
ADV Location	RALEIGH, NC, United States
Contact Info	919 xxxxxxx
Websites

AUM^*	1,023,436,471 48%
of that, discretionary	1,023,436,471 48%
Number of Employees	11 22%
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	805,221 25%
% High Net Worth	35.96% -4%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ASPIRE ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM109.2m	#Funds-
Adviser MELD FINANCIAL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM776.4m	#Funds-
Adviser CASSIA CAPITAL PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM251.2m	#Funds-
Adviser REVISOR WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.5b	#Funds-
Adviser GATHER FINANCIAL PLANNING	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM148.4m	#Funds-
Adviser ENLIGHTENED FINANCE LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM116.3m	#Funds-
Adviser SITTNER & NELSON, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser PRIVATE HARBOUR INVESTMENT MANAGEMENT & COUNSEL LLC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM169.2m	#Funds-
Adviser ASPETUCK FINANCIAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM178.3m	#Funds-
Adviser AMERICAN CAPITAL ADVISORY, LLC	Hedge Fund2.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.8m	AUM334.4m	#Funds1

Brochure Summary

Overview

4.A. Advisory Firm Description Capital Investment Counsel, Inc. (“Counsel”) was founded in 1984 by Richard K. Bryant and E. O. “Bobby” Edgerton, Jr. Counsel provides professional investment counseling services to individual investors, pension and profit-sharing plans, corporations, trusts, and estates. The firm is owned by R. Bryant Family Partners, Ltd., a partnership managed by Mr. Bryant. 4.B. Types of Advisory Services Counsel is an asset management firm dedicated to serving the specific needs of our clients through individually-tailored portfolios in the equity and fixed-income markets, on a discretionary basis. We do not manage money through portfolio “models”. Instead, we focus on selecting individual positions in publicly-traded companies of all market capitalizations and fixed income securities, while focusing on a disciplined process designed to manage risk for the investor. Counsel has assembled an experienced money management team to support and complement the “Counsel Style” of investing -- a method which focuses on investing in companies we believe are financially strong and are out-of-favor and appear to be near historically low valuations. Bobby Edgerton, co-founder of the firm, established this investment philosophy over thirty years ago. The directive of the owner has been to create a team combining great synergy with continuity of style and philosophy. Counsel

may co-advise separately managed accounts for clients introduced by its affiliate, Capital Investment Advisory Services, LLC (CIAS). The accounts are managed in the same manner as other Counsel accounts, through individually-tailored portfolios in the equity and fixed income markets, on a discretionary basis. In addition to asset management services, Counsel offers financial planning services. Counsel may provide such services to individuals, families and other clients, regarding the management of their financial resources, based upon an analysis of client’s current situation, goals, and objectives. 4.C. Client Investment Objectives/Restrictions By offering individualized, separately managed accounts, we are able to analyze a client’s pertinent information and objectives to manage their assets. The basis for the analysis, and resulting determination of the investment objectives, may be gathered from discussions with the client and/or solicitor, as well as information provided to establish the account. The account is then managed in accordance with those objectives. Clients may impose investment restrictions on specific securities or types of securities. 4.D. Wrap-Fee Programs Counsel terminated its wrap fee program effective April 30, 2014. 4.E. Assets Under Management as of 01/31/2024: Discretionary basis: $691,452,923; 1,077 accounts Non-discretionary basis: $0

CAPITAL INVESTMENT COUNSEL INC

CAPITAL INVESTMENT COUNSEL INC

CAPITAL INVESTMENT BROKERAGE, INC.

CAPITAL INVESTMENT COMPANIES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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CAPITAL INVESTMENT COUNSEL INC CAPITAL INVESTMENT COUNSEL INC CAPITAL INVESTMENT BROKERAGE, INC. CAPITAL INVESTMENT COMPANIES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

CAPITAL INVESTMENT COUNSEL INC

CAPITAL INVESTMENT COUNSEL INC

CAPITAL INVESTMENT BROKERAGE, INC.

CAPITAL INVESTMENT COMPANIES