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Adviser Profile

Registration status Terminated
As of Date 03/25/2023
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 50
of those in investment advisory functions 11

Client Types

- Investment companies
- Pooled investment vehicles
- State or municipal government entities
- Other investment advisers

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

10B 9B 7B 6B 4B 3B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees