9AT: ROUND HILL ASSET MANAGEMENT INC

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 05/15/1986
ADV Location	PASADENA, CA, United States
Contact Info	626 xxxxxxx
Websites

AUM^*	271,348,002 -3%
of that, discretionary	271,348,002 -3%
Number of Employees	6 -25%
of those in investment advisory functions	3 -25%
Private Fund GAV^*	50,743,143 -5%
Avg Account Size	1,458,860 15%
% High Net Worth	38.17% 10%
SMA’s	Yes
Private Funds	1

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser EMERGING VARIANT CAPITAL MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM287.3m	#Funds-
Adviser ATEGRA CAPITAL MANAGEMENT, LLC	Hedge Fund185.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV185.2m	AUM190.2m	#Funds2
Adviser ADW CAPITAL MANAGEMENT LLC	Hedge Fund296.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV296.8m	AUM296.8m	#Funds2
Adviser INVESTMENT RESEARCH PARTNERS	Hedge Fund85.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV85.1m	AUM512.4m	#Funds3
Adviser COLLWICK FUNDS GP, LLC	Hedge Fund439.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV439.6m	AUM439.6m	#Funds2
Adviser VENATOR MANAGEMENT LLC	Hedge Fund209.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV209.0m	AUM511.7m	#Funds1
Adviser LINEAR B PARTNERS LP	Hedge Fund1.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM1.5b	#Funds2
Adviser L1 CAPITAL GLOBAL INC.	Hedge Fund357.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV357.3m	AUM433.6m	#Funds2
Adviser RPO LLC	Hedge Fund120.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV120.4m	AUM372.1m	#Funds1
Adviser HOOK MILL CAPITAL PARTNERS, LP	Hedge Fund18.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV18.3m	AUM2.7b	#Funds2

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker031162100	Stock NameAMGEN INC	$ Position$13,356,226	% Position9.00%	$ Change-1.00%	# Change-8.00%
Stck Ticker78409V104	Stock NameS&P GLOBAL INC	$ Position$10,507,174	% Position7.00%	$ Change-19.00%	# Change-1.00%
Stck Ticker58933Y105	Stock NameMERCK & CO. INC.	$ Position$8,662,684	% Position6.00%	$ Change13.00%	# Change-1.00%
Stck Ticker717081103	Stock NamePFIZER INC	$ Position$6,877,185	% Position5.00%	$ Change12.00%	# Change-1.00%
Stck Ticker631103108	Stock NameNASDAQ INC	$ Position$7,448,418	% Position5.00%	$ Change-13.00%	# Change-1.00%
Stck Ticker254687106	Stock NameWALT DISNEY CO	$ Position$7,865,186	% Position5.00%	$ Change-16.00%	# Change0.00%
Stck Ticker20030N101	Stock NameCOMCAST CORP	$ Position$8,343,987	% Position5.00%	$ Change-2.00%	# Change2.00%
Stck Ticker110122108	Stock NameBRISTOL-MYERS SQUIBB CO	$ Position$4,392,940	% Position3.00%	$ Change11.00%	# Change-1.00%
Stck Ticker87165B103	Stock NameSYNCHRONY FINANCIAL	$ Position$5,079,870	% Position3.00%	$ Change-20.00%	# Change-1.00%
Stck Ticker670100205	Stock NameNOVO-NORDISK A/S	$ Position$4,478,906	% Position3.00%	$ Change-10.00%	# Change25.00%

Brochure Summary

Overview

A. Round Hill Asset Management has been in business since 1986. Our principal owner is Channing T. Lushbough. B. We invest for our clients primarily in stocks we consider undervalued, pursuant to our appraisal of the issuing company’s intrinsic value. We define "intrinsic value" as the estimated value a company's shareholders would receive if a company were acquired, merged or liquidated in a friendly, negotiated transaction. "Intrinsic value" and "margin of safety" are concepts popularized by the late Benjamin Graham. The margin of safety in a stock, if any, is the amount by which the issuer’s intrinsic value exceeds its stock price. While adhering closely to our value-oriented investment approach, our principal investment objective is to achieve the highest rate of return which is consistent with preservation of capital. Although our investments are predominantly in stocks we consider undervalued, we also hold some bonds for many clients, and may occasionally invest or trade in other types of securities,

including, but not limited to, options, warrants, rights, and other instruments. We may also occasionally pursue opportunities in arbitrage, junk bonds, short sales, or any situation in which we perceive the potential for an attractive return. C. Although we may occasionally tailor a portfolio in response to a specific request from a client, we generally do not treat our clients differently. We believe an attractive opportunity should be available to all clients, to the extent possible. Clients may impose restrictions on investing in certain securities or types of securities. D. We participate in certain wrap fee programs. We do not manage wrap fee accounts any differently than we manage other accounts. Our wrap fee clients pay us our standard investment advisory fee, and pay an additional fee to their sponsoring broker-dealer. E. As of December 31, 2023, we managed client assets on a discretionary basis totaling about $280,068,000. We do not manage client assets on a non- discretionary basis.

ROUND HILL ASSET MANAGEMENT INC

ROUND HILL ASSET MANAGEMENT INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

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ROUND HILL ASSET MANAGEMENT INC ROUND HILL ASSET MANAGEMENT INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

ROUND HILL ASSET MANAGEMENT INC

ROUND HILL ASSET MANAGEMENT INC