9AT: TOTH FINANCIAL ADVISORY CORP

other names

TOTH FINANCIAL ADVISORY CORP
TOTH AND ASSOCIATES, INC,

Adviser Profile

As of Date	08/04/2025
Registration	SEC, Approved, 08/21/1986
ADV Location	LEESBURG, VA, United States
Contact Info	703 xxxxxxx
Websites

AUM^*	1,015,808,953 17%
of that, discretionary	979,081,670 15%
Private Fund GAV^*	37,880,797
Avg Account Size	463,840 14%
% High Net Worth	38.39% 13%
SMA’s	Yes
Private Funds	1

Adviser Type

- Large advisory firm

Number of Employees 18

of those in investment advisory functions 9

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$37,880,797

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ALMANACK INVESTMENT PARTNERS	Hedge Fund37.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund25.0m	Total Private Fund GAV62.6m	AUM773.4m	#Funds8
Adviser HUDSON COVE CAPITAL MANAGEMENT LLC	Hedge Fund910.8m	Liquidity Fund-	Private Equity Fund131.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.0b	AUM1.0b	#Funds5
Adviser NISHKAMA CAPITAL LLC	Hedge Fund310.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV310.8m	AUM1.0b	#Funds4
Adviser DENDUR CAPITAL LP	Hedge Fund1.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM1.4b	#Funds6
Adviser SAHANA CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM708.8m	#Funds-
Adviser KAIZEN CAPITAL PARTNERS LIMITED	Hedge Fund182.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV182.2m	AUM271.3m	#Funds3
Adviser DSC MERIDIAN CAPITAL LP	Hedge Fund765.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV765.9m	AUM1.4b	#Funds8
Adviser PLEASANT LAKE PARTNERS LLC	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund176.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6b	AUM1.6b	#Funds4
Adviser MARK ASSET MANAGEMENT LP	Hedge Fund477.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV477.9m	AUM1.1b	#Funds2
Adviser NUVERSE ADVISORS LLC	Hedge Fund844.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV844.1m	AUM963.7m	#Funds2

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$23,129,555	% Position3.00%	$ Change5.00%	# Change-1.00%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$25,492,150	% Position3.00%	$ Change25.00%	# Change-3.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$29,532,795	% Position3.00%	$ Change-6.00%	# Change0.00%
Stck Ticker74347R107	Stock NamePROSHARES TR	$ Position$14,430,324	% Position2.00%	$ Change-8.00%	# Change78.00%
Stck Ticker74347R206	Stock NamePROSHARES TR	$ Position$18,491,617	% Position2.00%	$ Change-12.00%	# Change72.00%
Stck Ticker74347B680	Stock NamePROSHARES TR	$ Position$19,193,572	% Position2.00%	$ Change4.00%	# Change5.00%
Stck Ticker74348A467	Stock NamePROSHARES TR	$ Position$18,321,860	% Position2.00%	$ Change4.00%	# Change3.00%
Stck Ticker863667101	Stock NameSTRYKER CORPORATION	$ Position$18,222,915	% Position2.00%	$ Change-4.00%	# Change1.00%
Stck Ticker92826C839	Stock NameVISA INC	$ Position$17,372,241	% Position2.00%	$ Change6.00%	# Change3.00%
Stck Ticker931142103	Stock NameWALMART INC	$ Position$14,396,266	% Position2.00%	$ Change9.00%	# Change0.00%

Brochure Summary

Overview

Incorporated in the Commonwealth of Virginia in 1986, Toth Financial provides customized investment management services on a discretionary basis to various categories of institutional and individual clients. Toth Financial is owned by Thomas A. Toth, Sr., Kenneth J. Bowen, II, Thomas A. Bowman, Jr., and Kevin W. Arbogast. As of December 31, 2023, Toth Financial managed approximately $866,000,000 on a discretionary basis on behalf of 610 clients. Client assets are generally invested in the common stock of large cap, US based companies that have grown their earnings and revenues over various business and economic cycles. This allows Toth Financial to take a “buy and hold” approach that minimizes portfolio turnover. Account supervision is guided by the stated objectives of the client (i.e., growth, growth & income, etc.), and all managed accounts will be maintained with an independent custodian. Clients can impose reasonable restrictions on our management of their accounts. During the first meeting with a potential client, the following subjects will be covered:
• An overview of the Firm's services and capabilities as a portfolio manager.
• A determination of the investor’s investment objectives, investment time horizon and risk profile by means of an interview and the completion of a questionnaire.
• An explanation of the advisory contract and current fees.
• An explanation

and copy of SEC Form ADV, Part 2A and 2B and Form CRS, and the Toth Financial Privacy Disclosure Notice. Toth Financial serves as the General Partner to a private pooled investment vehicle, the Toth Growth & Income Fund, LP (Fund) established to engage in the purchase and sale of securities issued primarily by companies in the United States, but also by foreign companies. Investment advice is provided directly to the Fund and not individually to the investors in the Fund. Nothing herein constitutes or shall be deemed to constitute an offer to sell or the solicitation of an offer to purchase Fund interests. Such an offer may be made only by means of the private placement memorandum (or other similar documentation) and only to the person to whom such memorandum is actually delivered. Up to and including $ 1,000,000 1.30% per annum Greater than $ 1,000,000 and up to $ 1,750,000 1.20% per annum Greater than $ 1,750,000 and up to $ 2,500,000 1.10% per annum Greater than $ 2,500,000 and up to $ 3,750,000 1.00% per annum Greater than $ 3,750,000 and up to $ 5,000,000 0.90% per annum Greater than $ 5,000,000 and up to $ 10,000,000 0.80% per annum Greater than $ 10,000,000 and up to $ 25,000,000 0.70% per annum Greater than $ 25,000,000 and up to $ 50,000,000 0.60% per annum Greater than $ 50,000,000 and up to $100,000,000 0.50% per annum Greater than $100,000,000 0.40% per annum

TOTH FINANCIAL ADVISORY CORP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview