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Adviser Profile

As of Date 01/24/2025
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 354 4.42%
of those in investment advisory functions 64 -5.88%
Registration New York, Cancelled, 03/28/2003
Other registrations (1)
AUM* 78,354,061,779 3.29%
of that, discretionary 78,354,061,779 3.29%
Private Fund GAV* 520,689,440 -2.02%
Avg Account Size 452,913,652 3.88%
% High Net Worth 0.58% 100.00%
SMA’s Yes
Private Funds 8 1
Contact Info (21 xxxxxxx
Websites

Client Types

- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

101B 86B 72B 58B 43B 29B 14B
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeReal Estate Fund Count5 GAV$126,045,679
Fund TypeOther Private Fund Count3 GAV$394,643,761

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Brochure Summary