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Adviser Profile

As of Date 09/09/2024
Adviser Type - Large advisory firm
Number of Employees 14
of those in investment advisory functions 4
Registration SEC, Approved, 08/29/1986
AUM* 94,910,899 -66.30%
of that, discretionary 93,248,721 -66.70%
Private Fund GAV* 40,197,487 12.94%
Avg Account Size 8,628,264 -57.11%
% High Net Worth 81.82% 14.55%
SMA’s Yes
Private Funds 2
Contact Info 302 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
328M 281M 234M 187M 141M 94M 47M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$26,848,011
Fund TypeOther Private Fund Count1 GAV$13,349,476

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Top Holdings

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Stck Ticker594918104 Stock NameMicrosoft Corporation $ Position$5,055,792 % Position5.00% $ Change0.00% # Change-39.00%
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Brochure Summary