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Adviser Profile

As of Date 03/19/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 14
of those in investment advisory functions 5
Registration SEC, Approved, 10/23/1986
AUM* 1,144,600,000 -6.00%
of that, discretionary 1,144,600,000 -6.00%
Private Fund GAV* 233,415,865 -3.56%
Avg Account Size 76,306,667 31.61%
% High Net Worth 6.45% 100.00%
SMA’s Yes
Private Funds 1
Contact Info 267 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- State or municipal government entities
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
2B 1B 1B 950M 712M 475M 237M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$233,415,865

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker01609W102 Stock NameALIBABA GROUP HOLDING-SP ADR (CALL) $ Position$36,000,000 % Position10.00% $ Change99.00% # Change100.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TRUST SERIES 1 $ Position$18,813,691 % Position5.00% $ Change202.00% # Change180.00%
Stck Ticker500767306 Stock NameKRANESHARES CSI CHINA INTERN (CALL) $ Position$13,510,000 % Position4.00% $ Change3.00% # Change0.00%
Stck Ticker01609W102 Stock NameALIBABA GROUP HOLDING-SP ADR (CALL) $ Position$10,800,000 % Position3.00% $ Change-40.00% # Change-40.00%
Stck Ticker01609W102 Stock NameALIBABA GROUP HOLDING-SP ADR (CALL) $ Position$7,200,000 % Position2.00% $ Change-60.00% # Change-60.00%
Stck Ticker87165B103 Stock NameSYNCHRONY FINANCIAL $ Position$5,672,096 % Position2.00% $ Change125.00% # Change106.00%
Stck Ticker760759100 Stock NameREPUBLIC SERVICES INC $ Position$5,663,651 % Position2.00% $ Change91.00% # Change88.00%
Stck Ticker46137V258 Stock NameINVESCO S&P 500 PURE VALUE E $ Position$5,764,989 % Position2.00% $ Change-71.00% # Change-69.00%
Stck Ticker540424108 Stock NameLOEWS CORP $ Position$7,070,628 % Position2.00% $ Change37.00% # Change43.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$5,745,398 % Position2.00% $ Change83.00% # Change81.00%

Brochure Summary