Adviser Profile

As of Date 12/02/2025
Registration SEC, Approved, 01/16/1987
ADV Location DENVER, CO, United States
Contact Info 303 xxxxxxx
Websites
AUM* 1,904,351,438 15%
of that, discretionary 1,904,351,438 15%
Number of Employees 9 13%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,904,351,438 15%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 2B 1B 1B 816M 544M 272M
2015 2016 2017 2018 2019 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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