9AT: DIAMANT ASSET MANAGEMENT, INC.

Adviser Profile

As of Date	03/24/2026
Registration	SEC, Approved, 01/23/1987
ADV Location	RIDGEFIELD, CT, United States
Contact Info	203 xxxxxxx
Websites

AUM^*	211,530,484 0%
of that, discretionary	211,530,484 0%
Number of Employees	3
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	3,585,262 5%
% High Net Worth	98.33% 7%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name PKF O'CONNOR DAVIES, LLP	Filing Date01/27/2026	Form ADV-E View Report
Accounting Firm Name PKF O'CONNOR DAVIES, LLP	Filing Date01/28/2025	Form ADV-E View Report
Accounting Firm Name PKF O'CONNOR DAVIES,LLP	Filing Date01/02/2024	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ARTHUR M. COHEN & ASSOCIATES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser LEGACY ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.2b	#Funds-
Adviser MACLENDON WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM129.6m	#Funds-
Adviser THOMAS STORY AND SON LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM328.2m	#Funds-
Adviser R.H. DINEL INVESTMENT COUNSEL,INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM153.5m	#Funds-
Adviser AXIOM INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM236.8m	#Funds-
Adviser ANCORA PRIVATE WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.9b	#Funds-
Adviser WILEN INVESTMENT MANAGEMENT CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM169.0m	#Funds-
Adviser LIPE & DALTON INVESTMENT COUNSEL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM779.9m	#Funds-
Adviser FLYING POINT ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM55.7m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker037833100	Stock NameAPPLE INC COM	$ Position$26,614,323	% Position19.00%	$ Change-8.00%	# Change24974.00%
Stck Ticker02079K305	Stock NameALPHABET INC CAP STK CL A	$ Position$9,291,926	% Position7.00%	$ Change-7.00%	# Change28950.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP COM	$ Position$6,810,388	% Position5.00%	$ Change-20.00%	# Change38442.00%
Stck Ticker92826C839	Stock NameVISA INC COM CL A	$ Position$7,332,947	% Position5.00%	$ Change-15.00%	# Change29706.00%
Stck Ticker22160K105	Stock NameCOSTCO WHOLESALE CORPORATION COM	$ Position$6,726,899	% Position5.00%	$ Change15.00%	# Change99278.00%
Stck Ticker478160104	Stock NameJOHNSON & JOHNSON COM	$ Position$4,473,008	% Position3.00%	$ Change19.00%	# Change24437.00%
Stck Ticker713448108	Stock NamePEPSICO INC COM	$ Position$3,586,423	% Position3.00%	$ Change13.00%	# Change16147.00%
Stck Ticker743315103	Stock NamePROGRESSIVE CORP COM	$ Position$4,068,876	% Position3.00%	$ Change-13.00%	# Change19724.00%
Stck Ticker525327102	Stock NameLEIDOS HOLDINGS INC COM	$ Position$4,156,784	% Position3.00%	$ Change-8.00%	# Change16475.00%
Stck Ticker533900106	Stock NameLINCOLN ELEC HLDGS INC COM	$ Position$3,839,568	% Position3.00%	$ Change3.00%	# Change24686.00%

Brochure Summary

Overview

Diamant Asset Management, Inc. (“Investment Manager”) provides investment advisory and supervisory services on a discretionary basis for a broad base of clients, including individuals, families, trusts, and retirement plans. Services may include defining investment objectives, asset allocation among types of securities, and portfolio management of equity and income oriented accounts. In providing its services, the sole standard of care imposed upon Investment Manager shall be to act with the care, skill, prudence, and diligence under the circumstances then prevailing that a prudent investment advisor acting in a like capacity and familiar with such matters would use in the conduct of a like character with like aims. In addition, Investment Manager assumes no responsibility for the accuracy of information furnished to Investment Manager by a client or a client's agent. With respect to investing in mutual funds, the client in effect will be paying two management fees, one to Investment Manager and one to the mutual fund advisor. Investment Manager was granted registration on December 10th 1986, as an investment advisor pursuant to Section 203 of the Investment Advisers Act of 1940. Herbert Diamant is the principal shareholder of Investment Manager. Mr. Diamant has been engaged in the business of providing investment

services to investment clientele since 1978. Prior investment services were rendered through Diamant Investment Corporation, which was an affiliated broker-dealer. That firm no longer exists as a registered broker-dealer. For more than forty-five years, the Diamant family continues to be actively involved in the investment business as the sole owners of both Diamant Asset Management, Inc. and Diamant Investment Corporation. The Diamant’s remain committed to providing senior level, long term investment advice and personal client attention. We avoid continuous turnover of key personnel to enable continuity of our relationships. A client's account is handled by a senior portfolio manager who is an experienced professional. Although we require a minimum of 7 years of investment experience before becoming a portfolio manager, Herbert Diamant has 46 years of experience, and Sheila Morgan has over 18 years of experience. The combined investment experience and seasoning of our portfolio managers has occurred through many economic and market conditions. To provide its hallmark of high quality and hands on service to its clients, Investment Manager restricts portfolio management to a limited number of sizable accounts. As of December 31, 2023, assets under management were $210,747,823, all of which was held in discretionary accounts.

DIAMANT ASSET MANAGEMENT, INC.

DIAMANT ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Top Holdings

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

DIAMANT ASSET MANAGEMENT, INC. DIAMANT ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Top Holdings

Brochure Summary

Overview

DIAMANT ASSET MANAGEMENT, INC.

DIAMANT ASSET MANAGEMENT, INC.