| As of Date | 07/17/2026 |
| Registration | SEC, Approved, 02/10/1987 |
| ADV Location | GREENWICH, CT, United States |
| Contact Info | 212 xxxxxxx |
| Websites |
| AUM* | 69,398,075 56% |
| of that, discretionary | 69,398,075 56% |
| Number of Employees | 3 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 3,304,670 56% |
| % High Net Worth | 38.89% 48% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser DBS INVESTMENT ADVISERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM280.2m | #Funds- | |
| Adviser JAMES INVESTMENT RESEARCH INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.2b | #Funds- | |
| Adviser CONGRESS ASSET MANAGEMENT COMPANY, LLP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM14.2b | #Funds- | |
| Adviser THIRD SIGMA INVESTMENT ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM98.8m | #Funds- | |
| Adviser TORRAY INVESTMENT PARTNERS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM750.1m | #Funds- | |
| Adviser NS CAPITAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM296.7m | #Funds- | |
| Adviser HMS FINANCIAL SERVICES, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM118.5m | #Funds- | |
| Adviser NASDAQ DORSEY WRIGHT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.0b | #Funds- | |
| Adviser DUNCAN WILLIAMS ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.7b | #Funds- | |
| Adviser AMI INVESTMENT MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM963.6m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker65340P106 | Stock NameNexGen Energy | $ Position$5,095 | % Position9.00% | $ Change25.00% | # Change-1.00% |
| Stck Ticker911549103 | Stock NameUnited States Antimony | $ Position$5,377 | % Position9.00% | $ Change74.00% | # Change0.00% |
| Stck Ticker67066G104 | Stock NameNvidia | $ Position$4,322 | % Position7.00% | $ Change-7.00% | # Change0.00% |
| Stck Ticker218352102 | Stock NameCorcept Therapeutics | $ Position$4,469 | % Position7.00% | $ Change16.00% | # Change0.00% |
| Stck TickerG06973104 | Stock NameAura Minerals, Inc. | $ Position$4,087 | % Position7.00% | $ Change81.00% | # Change12.00% |
| Stck Ticker67080N101 | Stock NameNuvation Bio Inc. | $ Position$3,869 | % Position6.00% | $ Change-49.00% | # Change7.00% |
| Stck Ticker14888U101 | Stock NameCatalyst Pharmaceuticals | $ Position$2,808 | % Position5.00% | $ Change5.00% | # Change-1.00% |
| Stck Ticker037833100 | Stock NameApple Computing | $ Position$3,263 | % Position5.00% | $ Change-7.00% | # Change-1.00% |
| Stck Ticker464287804 | Stock NameIntellia Therapeutics | $ Position$2,822 | % Position5.00% | $ Change231.00% | # Change132.00% |
| Stck Ticker038222105 | Stock NameApplied Materials | $ Position$2,376 | % Position4.00% | $ Change31.00% | # Change-1.00% |