Adviser Profile

As of Date 02/06/2026
Registration SEC, Approved, 03/18/1987
ADV Location MINNEAPOLIS, MN, United States
Contact Info 612 xxxxxxx
Websites
AUM* 365,398,285 6%
of that, discretionary 365,398,285 7%
Number of Employees 7
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 536,561 21%
% High Net Worth 69.26% 59%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

425M 364M 304M 243M 182M 121M 61M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$4,886 % Position2.00% $ Change120.00% # Change69.00%
Stck Ticker64110D104 Stock NameNETAPP INC $ Position$4,066 % Position2.00% $ Change50.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$4,567 % Position2.00% $ Change-5.00% # Change-24.00%
Stck Ticker482480100 Stock NameKLA CORP $ Position$5,161 % Position2.00% $ Change104.00% # Change897.00%
Stck Ticker24703L202 Stock NameDELL TECHNOLOGIES INC $ Position$6,176 % Position2.00% $ Change86.00% # Change-29.00%
Stck Ticker90353T100 Stock NameUBER TECHNOLOGIES INC $ Position$1,548 % Position1.00% $ Change0.00% # Change-1.00%
Stck Ticker68902V107 Stock NameOTIS WORLDWIDE CORP $ Position$1,374 % Position1.00% $ Change-7.00% # Change0.00%
Stck Ticker18467V109 Stock NameCLEAR SECURE INC $ Position$2,350 % Position1.00% $ Change14.00% # Change-1.00%
Stck Ticker113004105 Stock NameBROOKFIELD ASSET MANAGMT LTD $ Position$2,344 % Position1.00% $ Change2.00% # Change2.00%
Stck Ticker224408104 Stock NameCRANE COMPANY $ Position$1,537 % Position1.00% $ Change30.00% # Change0.00%

Brochure Summary